INNOVATION X ADVISORS
INNOVATION X ADVISORS, LLC Legal Name
Adviser information for INNOVATION X ADVISORS last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $1.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-126051 |
|---|---|
| SEC ERA File Number | 801-126051 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322292 |
| Legal Entity Identifier | None |
Principal Office
1445 RESEARCH BLVD.SUITE 530
ROCKVILLE
MD
United States
Monday - Friday, 8:00 - 5:00
Tel: 2402231988, Fax: None
Chief Compliance Officer
ANGELA HOLLAND
1445 RESEARCH BLVD., SUITE 530
ROCKVILLE
MD
United States
Tel:
2402231988
A*******@**********M
(Full email address available in API data)
Industry Affiliates
| ADVISORS PREFERRED LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ATCAP PARTNERS, LLC | Other investment adviser, including financial planners |
| B. RILEY INNOVATION X CAPITAL MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| CEROS FINANCIAL SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INNOVATION X MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INNOVATION X CAPITAL PARTNERS | Private Equity Fund | $404.8M | $0.0M | 52 |
| INNOVATION X HOLDINGS III LLC | Private Equity Fund | $2.0M | $0.0M | 52 |
| INNOVATION X HOLDINGS IV, LLC | Private Equity Fund | $8.4M | $0.0M | 62 |
| INNOVATION X HOLDINGS QP, LLC SERIES 2019-5 | Private Equity Fund | $23.2M | $0.0M | 364 |
| INNOVATION X HOLDINGS SERIES 2019-4 QP, LLC | Private Equity Fund | $95.3M | $0.0M | 427 |
| INNOVATION X HOLDINGS SERIES 2019-6 QP, LLC | Private Equity Fund | $74.2M | $0.0M | 293 |
| INNOVATION X HOLDINGS SERIES 2020-2 QP, LLC | Private Equity Fund | $72.9M | $0.0M | 45 |
| INNOVATION X HOLDINGS SERIES 2020-3 QP, LLC | Private Equity Fund | $35.4M | $0.0M | 392 |
| INNOVATION X HOLDINGS SERIES 2020-4 QP, LLC | Private Equity Fund | $98.9M | $0.1M | 83 |
| INNOVATION X HOLDINGS SERIES 2021-1 QP, LLC | Private Equity Fund | $228.8M | $0.1M | 1245 |
| INNOVATION X QP LLC SERIES 2018-3 (SPACE X) | Private Equity Fund | $33.1M | $0.0M | 71 |
| INNOVATION X QP LLC SERIES I MAGIC LEAP | Private Equity Fund | $0.0M | $0.0M | 168 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MONTEFORTE, ROGER, ALEXANDER | Individual | – | MEMBER | 06/2022 | > 75% |
| HOLLAND, ANGELA, LYNNETTE | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2022 | < 5% |