STRONGHOLD WEALTH MANAGEMENT L.L.C.
Adviser information for STRONGHOLD WEALTH MANAGEMENT L.L.C. last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 558 | $136.0M |
| Non-Discretionary | 0 | $0 |
| Total | 558 | $136.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 100 | $32.1M |
| HNW Individuals | 38 | $103.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $659,173 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $554 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 65.7M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| STRONGHOLD INVESTMENT PORTFOLIO PROGRAM | STRONGHOLD WEALTH MANAGEMENT L.L.C. |
Identifiers
| SEC RIA File Number | 801-126054 |
|---|---|
| SEC ERA File Number | 801-126054 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161194 |
| Legal Entity Identifier | None |
Principal Office
1005 WEST CLEVELAND STREETTAMPA
FL
United States
Monday - Friday, 9:00 - 5:00PM
Tel: 813-775-7099, Fax: 813-379-3087
Chief Compliance Officer
RICHARD ALLEY
EQUITY PARTNER
1005 WEST CLEVELAND STREET
TAMPA
FL
United States
Tel:
813-775-7099
Fax:
813-379-3087
R*****@************M
(Full email address available in API data)
Regulatory Contact
KEITH DOWNEY
FOUNDING PARTNER
1005 WEST CLEVELAND STREET
TAMPA
FL
United States
Tel:
813-775-7099
Fax:
813-379-3087
K******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALLEY, RICHARD, HAMILTON | Individual | – | MEMBER AND CHIEF COMPLIANCE OFFICER | 07/2016 | 25-50% |
| DOWNEY, KEITH, EDWARD | Individual | – | MEMBER | 03/2012 | 50-75% |