FIRST AMERICAN ASSET ADVISORY, LLC
FIRST AMERICAN ASSET ADVISORY, LLC. Legal Name
Adviser information for FIRST AMERICAN ASSET ADVISORY, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 172 | $99.7M |
| Total | 172 | $99.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 172 | $99.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Broker-dealer |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-126067 |
|---|---|
| SEC ERA File Number | 801-126067 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282254 |
| Legal Entity Identifier | None |
Principal Office
59 HILTON AVENUE, SUITE 101GARDEN CITY
NY
United States
Monday - Friday, 9:00AM - 4:00PM
Tel: (516) 622-3100, Fax: (516) 622-3101
Websites
Chief Compliance Officer
MICHAEL JOHN FINNAN
59 HILTON AVENUE, SUITE 101
GARDEN CITY
NY
United States
Tel:
(516) 622-3100
Fax:
(516) 622-3101
M****@***********M
(Full email address available in API data)
Regulatory Contact
PAUL METZ
PRESIDENT
59 HILTON AVENUE
SUITE 101
GARDEN CITY
NY
United States
Tel:
5166223100
Fax:
5166223101
M***@***********M
(Full email address available in API data)
Industry Affiliates
| MORGAN WILSHIRE SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| METZ, PAUL, JOHN | Individual | – | PRESIDENT | 09/2015 | 50-75% |
| FINNAN, MICHAEL, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER & CEO | 01/2019 | 50-75% |