REDWOOD GROVE WEALTH MANAGEMENT
REDWOOD GROVE WEALTH MANAGEMENT LLC Legal Name
Adviser information for REDWOOD GROVE WEALTH MANAGEMENT last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 254 | $122.6M |
| Non-Discretionary | 0 | $0 |
| Total | 254 | $122.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 25 | $12.8M |
| HNW Individuals | 44 | $105.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-126069 |
|---|---|
| SEC ERA File Number | 801-126069 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150667 |
| Legal Entity Identifier | None |
Principal Office
100 LARKSPUR LANDING CIRCLESUITE 110
LARKSPUR
CA
United States
BY APPOINTMENT, 9AM TO 4PM
Tel: 415-737-5003, Fax: NA
Chief Compliance Officer
TANYA STEINHOFER
PRINCIPAL/OWNER/CCO/CEO
100 LARKSPUR LANDING CIRCLE
SUITE 110
LARKSPUR
CA
United States
Tel:
415-737-5003
Fax:
NA
T****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STEINHOFER, TANYA, KOREEN | Individual | – | PRINCIPAL/OWNER/CEO/CCO | 05/2009 | > 75% |
| TRIPP, DANIEL, CURTIS | Individual | – | FINANCIAL PLANNER | 01/2024 | 10-25% |