PATTERN
PATTERN ADVISORS LLC Legal Name
Adviser information for PATTERN last updated from Form ADV on October 4th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMSubscription fees |
Identifiers
| SEC RIA File Number | 801-126076 |
|---|---|
| SEC ERA File Number | 801-126076 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 321915 |
| Legal Entity Identifier | None |
Principal Office
2646 NW CORNELL ROADPORTLAND
OR
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 503-201-1375, Fax: None
Chief Compliance Officer
CHRISTIAN MAYNARD-PHILIPP
CHIEF EXECUTIVE OFFICER
2646 NW CORNELL ROAD
PORTLAND
OR
United States
Tel:
503-201-1375
C********@************M
(Full email address available in API data)
Industry Affiliates
| GOOD INVESTOR VENTURES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PATTERN TECHNOLOGIES INC. | Domestic Entity | – | OWNER | 01/2022 | > 75% |
| Maynard-Philipp, Christian, Deseree | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER | 01/2022 | < 5% |
| Maynard-Philipp, Christian, Deseree | Individual | PATTERN TECHNOLOGIES INC. | CHIEF EXECUTIVE OFFICER | 01/2022 | > 75% |