SWISS RE INSURANCE-LINKED INVESTMENT ADVISORS CORPORATION
Adviser information for SWISS RE INSURANCE-LINKED INVESTMENT ADVISORS CORPORATION last updated from Form ADV on January 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-126082 |
|---|---|
| SEC ERA File Number | 801-126082 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318811 |
| Legal Entity Identifier | HPFR8U614B6K2E71JF58 |
Principal Office
1301 AVENUE OF THE AMERICASNEW YORK
NY
United States
Monday - Friday, 9AM TO 5PM
Tel: 2123175205, Fax: None
Chief Compliance Officer
KARIN TIRRELL
VICE PRESIDENT
1301 AVENUE OF THE AMERICAS
NEW YORK
NY
United States
Tel:
12123175205
K*************@**********M
(Full email address available in API data)
Regulatory Contact
KEN BIBKO
DIRECTOR
1301 AVENUE OF THE AMERICAS
NEW YORK
NY
United States
Tel:
19148286521
K********@**********M
(Full email address available in API data)
Industry Affiliates
| SWISS RE CAPITAL MARKETS CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SWISS RE CAPITAL MARKETS EUROPE S.A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SWISS RE CAPITAL MARKETS LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SWISS RE INSURANCE-LINKED INVESTMENT MANAGEMENT LTD | Other investment adviser, including financial planners |
| SWISS REINSURANCE COMPANY LTD | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ILS CLASSIC FUND, A SEGREGATED ACCOUNT OF 1997 FUND LTD | INSURANCE LINKED SECURITIES FUND | $1,074.4M | $5.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUATTERI, MARIAGIOVANNA, NMN | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | 06/2022 | < 5% |
| WEISSMAN, LEIGH, ANNE | Individual | – | CHIEF OPERATING OFFICER | 06/2022 | < 5% |
| SWISS RE AMERICA HOLDING CORPORATION | Domestic Entity | – | DIRECT OWNER | 08/2012 | > 75% |
| PELECKIS, ANTHONY, J III | Individual | – | CHIEF RISK OFFICER | 06/2022 | < 5% |
| SWISS REINSURANCE COMPANY LTD | Foreign Entity | SWISS RE REINSURANCE HOLDING COMPANY LTD | SHAREHOLDER | 07/1994 | > 75% |
| SWISS RE LTD | Foreign Entity | SWISS REINSURANCE COMPANY LTD | SHAREHOLDER | 05/2011 | > 75% |
| Kerenyi, Attila, Flavio | Individual | – | MEMBER OF BOARD OF DIRECTORS | 06/2022 | < 5% |
| REID, JENNIFER, LOUGHRIDGE | Individual | – | MEMBER OF BOARD OF DIRECTORS | 06/2022 | < 5% |
| MOOSMANN, MARTINA, CLAUDIA | Individual | – | MEMBER OF BOARD OF DIRECTORS | 06/2022 | < 5% |
| Manteufel, Matthew, Thomas | Individual | – | CHIEF FINANCIAL OFFICER | 11/2022 | < 5% |
| TIRRELL, KARIN, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| SWISS RE REINSURANCE HOLDING COMPANY LTD | Foreign Entity | SWISS RE AMERICA HOLDING CORPORATION | SHAREHOLDER | 09/2015 | > 75% |