LEGACY WEALTH MANAGEMENT GROUP, INC.
Adviser information for LEGACY WEALTH MANAGEMENT GROUP, INC. last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,338 | $207.7M |
| Non-Discretionary | 0 | $0 |
| Total | 1,338 | $207.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 752 | $87.1M |
| HNW Individuals | 50 | $117.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 7 | $1.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $1.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 116 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 207.7M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ASSET MANAGEMENT SERVICES | LEGACY WEALTH MANAGEMENT GROUP, INC. |
Identifiers
| SEC RIA File Number | 801-126092 |
|---|---|
| SEC ERA File Number | 801-126092 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322235 |
| Legal Entity Identifier | 81-2747827 |
Principal Office
1971 ENGLISH TAVERN ROADLYNCHBURG
VA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 434-266-1214, Fax: 434-485-5499
Chief Compliance Officer
RONALD J DAWSON
CEO
1971 ENGLISH TAVERN ROAD
LYNCHBURG
VA
United States
Tel:
434-266-1214
Fax:
434-485-5499
C*********@**********************G
(Full email address available in API data)
Industry Affiliates
| OLD DOMINION INSURANCE PARTNERS | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Dawson, Ronald, Jacob | Individual | – | CEO / CCO | 07/2022 | 25-50% |
| STAMM, JOSHUA, DAVID | Individual | – | PARTNER | 07/2022 | 25-50% |
| Bosch, Brandon, James | Individual | – | PARTNER | 07/2022 | 10-25% |