THOR FINANCIAL TECHNOLOGIES
THOR TRADING ADVISORS, LLC Legal Name
Adviser information for THOR FINANCIAL TECHNOLOGIES last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $49.2M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $49.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $49.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesMODEL PORTFOLIO PROVIDER |
|---|---|
| Compensation | % of AUMMODEL PORTFOLIO FEES BASED ON UNDERLYING ASSETS |
Identifiers
| SEC RIA File Number | 801-126093 |
|---|---|
| SEC ERA File Number | 801-126093 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310362 |
| Legal Entity Identifier | None |
Principal Office
327 W. PITTSBURGH ST.GREENSBURG
PA
United States
Monday - Friday, 8AM-5PM
Tel: 412-860-6078, Fax: None
Chief Compliance Officer
TYLER TRIMBATH
MANAGING PARTNER
327 W. PITTSBURGH ST.
GREENSBURG
PA
United States
Tel:
412-860-6078
T********@****************M
(Full email address available in API data)
Regulatory Contact
JOHN BLUE
COMPLIANCE CONSULTANT
501 S CHERRY ST.
SUITE 610
DENVER
CO
United States
Tel:
303-590-6500
T***@***********************M
(Full email address available in API data)
Industry Affiliates
| MCDOWELL ASSOCIATES INVESTMENTS, LP | Other investment adviser, including financial planners |
| UX WEALTH PARTNERS LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HATTICK CAPITAL, LP | Domestic Entity | – | MEMBER | 09/2019 | 10-25% |
| ROTH, BRADLEY, R | Individual | – | CHIEF INVESTMENT OFFICER | 09/2019 | < 5% |
| RAMSIER, KEVIN, LEE | Individual | – | MEMBER | 09/2019 | < 5% |
| ROTH, CAMERON | Individual | – | MEMBER | 09/2019 | < 5% |
| WIGGS, KYLE, WILLIAM | Individual | – | MEMBER | 09/2019 | < 5% |
| TRIMBATH, TYLER, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER, MEMBER | 06/2022 | < 5% |
| ALBATROSS CAPITAL, LLC | Domestic Entity | – | MEMBER | 09/2019 | 10-25% |
| TRIM RX, LLC | Domestic Entity | – | MEMBER | 09/2019 | 10-25% |
| SIER CAPITAL, LLC | Domestic Entity | – | MEMBER | 09/2019 | 10-25% |
| 5280 CAPITAL, LLC | Domestic Entity | – | MEMBER | 09/2019 | 10-25% |
| ROTH, CAMERON | Individual | ALBATROSS CAPITAL, LLC | MEMBER | 05/2020 | > 75% |
| ROTH, BRADLEY, R | Individual | HATTICK CAPITAL, LP | GENERAL PARTNERS | 08/2019 | > 75% |
| TRIMBATH, TYLER, JAMES | Individual | TRIM RX, LLC | MEMBER | 02/2011 | > 75% |
| RAMSIER, KEVIN, LEE | Individual | SIER CAPITAL, LLC | MEMBER | 09/2013 | > 75% |
| WIGGS, KYLE, WILLIAM | Individual | 5280 CAPITAL, LLC | MEMBER | 01/2018 | > 75% |