LUMINIST CAPITAL, LLC
Adviser information for LUMINIST CAPITAL, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 7 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,012 | $128.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1,012 | $128.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 516 | $70.1M |
| HNW Individuals | 139 | $58.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-126094 |
|---|---|
| SEC ERA File Number | 801-126094 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173396 |
| Legal Entity Identifier | None |
Principal Office
4981 CASCADE ROADSUITE C
GRAND RAPIDS
MI
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 616-600-4517, Fax: 800-394-8549
Chief Compliance Officer
JOHN TIMMERMANS
4981 CASCADE ROAD
SUITE C
GRAND RAPIDS
MI
United States
Tel:
616-600-4517
Fax:
800-394-8549
J**********@******************M
(Full email address available in API data)
Industry Affiliates
| ADVISORY ADVOCATES LLC | Other investment adviser, including financial planners |
| ILLUMINATED INSURANCE SERVICES LLC | Insurance company or agency |
| PERSONAL LEGACY PLANNERS | Other investment adviser, including financial plannersInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TIMMERMANS, JOHN, MICHAEL | Individual | – | CCO | 08/2015 | < 5% |
| BIEBEL, JUSTIN, JOHN | Individual | – | CIO | 10/2015 | < 5% |
| DUNN, KATHLEEN, ERIN | Individual | THE STANLEY GROUP LLC | MEMBER | 12/2019 | > 75% |
| LUMINIST HOLDINGS, LLC | Domestic Entity | – | SHAREHOLDER/MEMBER | 01/2024 | > 75% |
| TIMMERMANS, JOHN, MICHAEL | Individual | LUMINIST HOLDINGS, LLC | MEMBER | 01/2024 | 25-50% |
| THE GEARHART 2009 IRREVOCABLE TRUST | Domestic Entity | LUMINIST HOLDINGS, LLC | MEMBER | 01/2024 | 25-50% |
| BIEBEL, JUSTIN, JOHN | Individual | LUMINIST HOLDINGS, LLC | MEMBER | 01/2024 | 25-50% |
| GEARHART, FREDERICK, WILLIAM | Individual | THE GEARHART 2009 IRREVOCABLE TRUST | MEMBER | 01/2024 | 25-50% |
| THE STANLEY GROUP LLC | Domestic Entity | LUMINIST HOLDINGS, LLC | MEMBER | 01/2024 | 25-50% |