APEX CAPITAL MANAGEMENT, L.L.C.
Adviser information for APEX CAPITAL MANAGEMENT, L.L.C. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Louisiana, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 473 | $191.1M |
| Non-Discretionary | 3 | $14.0M |
| Total | 476 | $205.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 178 | $34.3M |
| HNW Individuals | 95 | $144.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $17.3M |
| Charitable organizations | <5 | $2.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $6.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-126097 |
|---|---|
| SEC ERA File Number | 801-126097 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117059 |
| Legal Entity Identifier | None |
Principal Office
701 ROBLEY DR.SUITE 200
LAFAYETTE
LA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 337-984-7010, Fax: 337-981-6001
Websites
Chief Compliance Officer
ROBERT J. MORELLA
MANAGING MEMBER
701 ROBLEY DRIVE
SUITE 200
LAFAYETTE
LA
United States
Tel:
337-984-7010
Fax:
337-981-6001
M******@************************M
(Full email address available in API data)
Regulatory Contact
TAMMY DUHON
OFFICE ADMINISTRATOR
701 ROBLEY DRIVE
SUITE 200
LAFAYETTE
LA
United States
Tel:
337-984-7010
Fax:
337-981-6001
T*****@************************M
(Full email address available in API data)
Industry Affiliates
| ARSEMENT, REDD, AND MORELLA, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARSEMENT, CHRISTOPHER, CHARLES | Individual | – | MEMBER | 10/1999 | 10-25% |
| ARSEMENT, STEPHEN, JAMES | Individual | – | MEMBER | 10/1999 | 10-25% |
| GARDNER, KIMBERLY, BUTAUD | Individual | – | MEMBER | 10/1999 | 10-25% |
| MORELLA, ROBERT, JAMES | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 10/1999 | 10-25% |
| REDD,III, JOHN, ROZELL | Individual | – | MEMBER | 10/1999 | 10-25% |
| BENOIT, ERIC, JOHN | Individual | – | MEMBER | 01/2008 | 10-25% |