TEPLITZ FINANCIAL GROUP LLC
Adviser information for TEPLITZ FINANCIAL GROUP LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 315 | $95.2M |
| Non-Discretionary | 46 | $11.7M |
| Total | 361 | $106.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 104 | $26.2M |
| HNW Individuals | 47 | $71.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 18 | $6.6M |
| Charitable organizations | <5 | $379,503 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 25 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 7.7M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| TEPLITZ WRAP FEE PROGRAM | CHARLES SCHWAB & CO., INC. |
Identifiers
| SEC RIA File Number | 801-126103 |
|---|---|
| SEC ERA File Number | 801-126103 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 122038 |
| Legal Entity Identifier | None |
Principal Office
3 JOCAMA BOULEVARDSUITE 200A
OLD BRIDGE
NJ
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 732-591-0909, Fax: 732-862-1114
Chief Compliance Officer
ARI MENACHEM TEPLITZ
PARTNER/CO-OWNER/CHIEF COMPLIANCE OFFICER
3 JOCAMA BOULEVARD
SUITE 200A
OLD BRIDGE
NJ
United States
Tel:
732-591-0909
Fax:
732-862-1114
A*******@*******************M
(Full email address available in API data)
Regulatory Contact
ASHLEIGH SWAYZE
COMPLIANCE CONSULTANT
5 INDEPENDENCE WAY
SUITE 300
PRINCETON
NJ
United States
Tel:
6463953900
I***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TEPLITZ, DANIEL, (NMN) | Individual | – | PARTNER/CO-OWNER | 07/2002 | < 5% |
| TEPLITZ, ARI, MENACHEM | Individual | – | PARTNER/CO-OWNER/CCO | 02/2019 | > 75% |