WULFF, HANSEN & CO.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	10
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	8
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	146	$124.0M
Non-Discretionary	0	$0
Total	146	$124.0M

Clients

Type	Number	RAUM
Individuals	75	$25.2M
HNW Individuals	63	$87.9M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$757,998
Charitable organizations	6	$10.2M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsOCCASIONAL ONE-TIME SPECIAL PROJECTS
Compensation	% of AUMHourly chargesFixed fees
Other Business Activities	Broker-dealerRegistered municipal advisor

Identifiers

SEC RIA File Number	801-126111
SEC ERA File Number	801-126111
SEC CIK Numbers	728216, 108634
SEC CRD Numbers	908
Legal Entity Identifier	None

Principal Office

100 SMITH RANCH ROAD
SUITE 330
SAN RAFAEL
CA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic