PHILLIPS WEALTH PLANNERS LLC
Adviser information for PHILLIPS WEALTH PLANNERS LLC last updated from Form ADV on January 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Mississippi, United States |
Employees
Total Number of Employees | 7 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 2 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,735 | $262.0M |
Non-Discretionary | 0 | $0 |
Total | 1,735 | $262.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 127 | $61.1M |
HNW Individuals | 91 | $190.6M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 12 | $10.3M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 1 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMHourly chargesFixed fees |
Principal Office
104 WEST LAMPKIN STREETSTARKVILLE
MS
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: (662) 324-2889, Fax: (662) 324-2890
Chief Compliance Officer
LAUREN C. BLACK
PARTNER
104 WEST LAMPKIN STREET
STARKVILLE
MS
United States
Tel:
(662) 324-2889
Fax:
(662) 324-2890
P*******@****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
PHILLIPS-GAINES, LYNN, MARIE | Individual | – | MANAGING MEMBER | 03/2022 | 50-75% |
BLACK, LAUREN, CASTLE | Individual | – | MEMBER / PARTNER / CHIEF COMPLIANCE OFFICER | 03/2022 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABS | COM | 757K | 7K | – |
ABBVIE INC | COM | 1M | 7K | – |
ACCENTURE PLC IRELAND | SHS CLASS A | 931K | 3K | – |
ADVANCED MICRO DEVICES INC | COM | 398K | 2K | – |
AES CORP | COM | 446K | 25K | – |
AFLAC INC | COM | 590K | 7K | – |
AIR PRODS & CHEMS INC | COM | 275K | 1K | – |
ALPHABET INC | CAP STK CL A | 949K | 5K | – |
AMAZON COM INC | COM | 604K | 3K | – |
AMCOR PLC | ORD | 107K | 11K | – |
AMERICAN ELEC PWR CO INC | COM | 203K | 2K | – |
AMERICAN TOWER CORP NEW | COM | 343K | 2K | – |
AMGEN INC | COM | 1M | 3K | – |
AMPHENOL CORP NEW | CL A | 210K | 3K | – |
ANALOG DEVICES INC | COM | 547K | 2K | – |
APPLE INC | COM | 1M | 5K | – |
ARK ETF TR | INNOVATION ETF | 302K | 7K | – |
ASML HOLDING N V | N Y REGISTRY SHS | 415K | 378 | – |
ASTRAZENECA PLC | SPONSORED ADR | 817K | 11K | – |
AT&T INC | COM | 215K | 11K | – |
AUTOMATIC DATA PROCESSING IN | COM | 279K | 1K | – |
AXIS CAP HLDGS LTD | SHS | 246K | 4K | – |
BECTON DICKINSON & CO | COM | 236K | 1K | – |
BERKSHIRE HATHAWAY INC DEL | CL A | 1M | 2 | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 279K | 674 | – |
BEST BUY INC | COM | 345K | 4K | – |
BLACKROCK INC | COM | 572K | 704 | – |
BP PLC | SPONSORED ADR | 313K | 9K | – |
BRISTOL-MYERS SQUIBB CO | COM | 454K | 11K | – |
BRITISH AMERN TOB PLC | SPONSORED ADR | 244K | 8K | – |
BROADCOM INC | COM | 2M | 1K | – |
BROADRIDGE FINL SOLUTIONS IN | COM | 234K | 1K | – |
BROWN & BROWN INC | COM | 215K | 2K | – |
CATERPILLAR INC | COM | 219K | 666 | – |
CBOE GLOBAL MKTS INC | COM | 313K | 2K | – |
CENTERPOINT ENERGY INC | COM | 279K | 9K | – |
CHEVRON CORP NEW | COM | 1M | 7K | – |
CHUBB LIMITED | COM | 371K | 1K | – |
CISCO SYS INC | COM | 262K | 6K | – |
CME GROUP INC | COM | 440K | 2K | – |
COCA COLA CO | COM | 209K | 3K | – |
COGENT COMMUNICATIONS HLDGS | COM NEW | 321K | 5K | – |
COMCAST CORP NEW | CL A | 707K | 19K | – |
CORNING INC | COM | 476K | 10K | – |
COSTCO WHSL CORP NEW | COM | 600K | 679 | – |
DIAMONDBACK ENERGY INC | COM | 387K | 2K | – |
DOLLAR GEN CORP NEW | COM | 209K | 2K | – |
DUKE ENERGY CORP NEW | COM NEW | 661K | 6K | – |
EAST WEST BANCORP INC | COM | 317K | 4K | – |
EASTGROUP PPTYS INC | COM | 233K | 1K | – |
EASTMAN CHEM CO | COM | 363K | 4K | – |
EATON CORP PLC | SHS | 595K | 2K | – |
EDWARDS LIFESCIENCES CORP | COM | 251K | 3K | – |
ELI LILLY & CO | COM | 255K | 271 | – |
EMERSON ELEC CO | COM | 216K | 2K | – |
ENBRIDGE INC | COM | 243K | 7K | – |
ENTERPRISE PRODS PARTNERS L | COM | 330K | 11K | – |
EOG RES INC | COM | 285K | 2K | – |
EQUINIX INC | COM | 573K | 738 | – |
EXXON MOBIL CORP | COM | 759K | 7K | – |
FACTSET RESH SYS INC | COM | 224K | 540 | – |
FEDEX CORP | COM | 516K | 2K | – |
FERGUSON PLC NEW | SHS | 251K | 1K | – |
FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 295K | 6K | – |
FISERV INC | COM | 264K | 2K | – |
GILEAD SCIENCES INC | COM | 309K | 4K | – |
GOLDMAN SACHS GROUP INC | COM | 877K | 2K | – |
HOME DEPOT INC | COM | 1M | 4K | – |
HONEYWELL INTL INC | COM | 583K | 3K | – |
HUNTINGTON BANCSHARES INC | COM | 166K | 13K | – |
IDACORP INC | COM | 337K | 4K | – |
INTERCONTINENTAL EXCHANGE IN | COM | 560K | 4K | – |
INTERNATIONAL BUSINESS MACHS | COM | 302K | 2K | – |
INTERPUBLIC GROUP COS INC | COM | 282K | 10K | – |
IQVIA HLDGS INC | COM | 244K | 1K | – |
ISHARES INC | CORE MSCI EMKT | 330K | 6K | – |
ISHARES TR | CORE US AGGBD ET | 1M | 13K | – |
ISHARES TR | 7-10 YR TRSY BD | 414K | 4K | – |
ISHARES TR | CORE S&P MCP ETF | 291K | 5K | – |
ISHARES TR | CORE S&P SCP ETF | 215K | 2K | – |
ISHARES TR | US BR DEL SE ETF | 307K | 3K | – |
ISHARES TR | MSCI USA MIN VOL | 489K | 6K | – |
ISHARES TR | CORE MSCI EAFE | 391K | 5K | – |
ISHARES TR | CORE MSCI EURO | 229K | 4K | – |
JOHNSON & JOHNSON | COM | 624K | 4K | – |
JPMORGAN CHASE & CO. | COM | 2M | 7K | – |
KIMBERLY-CLARK CORP | COM | 529K | 4K | – |
KINDER MORGAN INC DEL | COM | 454K | 23K | – |
KLA CORP | COM NEW | 292K | 327 | – |
KROGER CO | COM | 283K | 5K | – |
L3HARRIS TECHNOLOGIES INC | COM | 226K | 993 | – |
LEIDOS HOLDINGS INC | COM | 214K | 1K | – |
LYONDELLBASELL INDUSTRIES N | SHS - A - | 235K | 3K | – |
MASTERCARD INCORPORATED | CL A | 460K | 1K | – |
MCDONALDS CORP | COM | 878K | 4K | – |
MEDTRONIC PLC | SHS | 546K | 7K | – |
MERCK & CO INC | COM | 1M | 9K | – |
META PLATFORMS INC | CL A | 525K | 981 | – |
MICRON TECHNOLOGY INC | COM | 401K | 3K | – |
MICROSOFT CORP | COM | 3M | 6K | – |
MKS INSTRS INC | COM | 262K | 2K | – |
MONDELEZ INTL INC | CL A | 313K | 5K | – |
MORGAN STANLEY | COM NEW | 262K | 3K | – |
MOTOROLA SOLUTIONS INC | COM NEW | 356K | 910 | – |
NATIONAL GRID PLC | SPONSORED ADR NE | 222K | 4K | – |
NEXTERA ENERGY INC | COM | 687K | 9K | – |
NOVO-NORDISK A S | ADR | 371K | 3K | – |
NVENT ELECTRIC PLC | SHS | 215K | 3K | – |
NVIDIA CORPORATION | COM | 324K | 2K | – |
NXP SEMICONDUCTORS N V | COM | 321K | 1K | – |
ORACLE CORP | COM | 1M | 10K | – |
PEPSICO INC | COM | 491K | 3K | – |
PFIZER INC | COM | 371K | 13K | – |
PHILIP MORRIS INTL INC | COM | 673K | 7K | – |
PNC FINL SVCS GROUP INC | COM | 1M | 7K | – |
PROCTER AND GAMBLE CO | COM | 946K | 6K | – |
PROGRESSIVE CORP | COM | 537K | 3K | – |
PROLOGIS INC. | COM | 390K | 3K | – |
QUALCOMM INC | COM | 353K | 2K | – |
RAYMOND JAMES FINL INC | COM | 318K | 3K | – |
REALTY INCOME CORP | COM | 285K | 5K | – |
REPUBLIC SVCS INC | COM | 587K | 3K | – |
RESMED INC | COM | 210K | 1K | – |
ROYAL BK CDA | COM | 297K | 3K | – |
ROYALTY PHARMA PLC | SHS CLASS A | 204K | 8K | – |
RTX CORPORATION | COM | 318K | 3K | – |
S&P GLOBAL INC | COM | 246K | 528 | – |
SALESFORCE INC | COM | 394K | 2K | – |
SANOFI | SPONSORED ADR | 316K | 6K | – |
SAP SE | SPON ADR | 334K | 2K | – |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 1M | 9K | – |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 462K | 6K | – |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 626K | 3K | – |
SELECT SECTOR SPDR TR | FINANCIAL | 611K | 15K | – |
SELECT SECTOR SPDR TR | TECHNOLOGY | 2M | 7K | – |
SELECT SECTOR SPDR TR | COMMUNICATION | 938K | 11K | – |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 311K | 4K | – |
SHELL PLC | SPON ADS | 289K | 4K | – |
SNAP ON INC | COM | 261K | 1K | – |
SOUTHERN CO | COM | 256K | 3K | – |
SPDR S&P 500 ETF TR | TR UNIT | 292K | 521 | – |
SPDR SER TR | BLOOMBERG 1-3 MO | 388K | 4K | – |
STERIS PLC | SHS USD | 517K | 2K | – |
STRYKER CORPORATION | COM | 218K | 647 | – |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 597K | 3K | – |
TARGA RES CORP | COM | 213K | 2K | – |
TARGET CORP | COM | 590K | 4K | – |
TC ENERGY CORP | COM | 315K | 8K | – |
TE CONNECTIVITY LTD | SHS | 284K | 2K | – |
TERRENO RLTY CORP | COM | 251K | 4K | – |
TESLA INC | COM | 500K | 2K | – |
TEXAS INSTRS INC | COM | 965K | 5K | – |
TJX COS INC NEW | COM | 469K | 4K | – |
T-MOBILE US INC | COM | 396K | 2K | – |
TOTALENERGIES SE | SPONSORED ADS | 598K | 9K | – |
TRACTOR SUPPLY CO | COM | 507K | 2K | – |
TRANE TECHNOLOGIES PLC | SHS | 533K | 2K | – |
TRUIST FINL CORP | COM | 250K | 6K | – |
UNILEVER PLC | SPON ADR NEW | 518K | 9K | – |
UNION PAC CORP | COM | 338K | 2K | – |
UNITED PARCEL SERVICE INC | CL B | 522K | 4K | – |
UNITEDHEALTH GROUP INC | COM | 1M | 3K | – |
US BANCORP DEL | COM NEW | 482K | 12K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 4M | 9K | – |
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 2M | 27K | – |
VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 1M | 18K | – |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 528K | 3K | – |
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 321K | 3K | – |
VERIZON COMMUNICATIONS INC | COM | 609K | 15K | – |
VICI PPTYS INC | COM | 257K | 9K | – |
VISA INC | COM CL A | 896K | 3K | – |
WALMART INC | COM | 355K | 5K | – |
WASTE MGMT INC DEL | COM | 262K | 1K | – |
WATSCO INC | COM | 436K | 897 | – |
WEC ENERGY GROUP INC | COM | 253K | 3K | – |
WILLIAMS COS INC | COM | 2M | 37K | – |
WILLIAMS SONOMA INC | COM | 228K | 2K | – |