BROAD REACH INVESTMENT MANAGEMENT LLP
Adviser information for BROAD REACH INVESTMENT MANAGEMENT LLP last updated from Form ADV on October 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $942.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $186.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 57 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-126132 |
|---|---|
| SEC ERA File Number | 801-126132 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285755 |
| Legal Entity Identifier | 21380069G93UBRYP7R20 |
Principal Office
50 GREAT MARLBOROUGH STREETLONDON
United Kingdom
Monday - Friday, 09:00-17:00 (GMT)
Tel: +44 20 7531 2460, Fax: None
Chief Compliance Officer
STUART RAMSAY MCKAY
CFO
50 GREAT MARLBOROUGH STREET
LONDON
United Kingdom
Tel:
0044 20 7531 2477
S*@****************M
(Full email address available in API data)
Regulatory Contact
EDWARD THOMAS STEEL
COO
50 GREAT MARLBOROUGH STREET
LONDON
United Kingdom
Tel:
0044 20 7531 2463
E*@****************M
(Full email address available in API data)
Industry Affiliates
| BROAD REACH GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| BROAD REACH INVESTMENT MANAGEMENT (US) LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BROAD REACH EXPLORER MASTER FUND LP | Hedge Fund | $178.0M | $5.0M | 8 |
| BROAD REACH MASTER FUND LP | Hedge Fund | $581.0M | $5.0M | 43 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Bradley, Wickens, James | Individual | – | OWNER, PARTNER, CHIEF INVESTMENT OFFICER | 02/2016 | 50-75% |
| Remiao, Paulo, Cesar | Individual | – | PARTNER | 02/2016 | 10-25% |
| Steel, Edward, Thomas | Individual | – | PARTNER, CHIEF OPERATING OFFICER, CHIEF RISK OFFICER | 08/2016 | 10-25% |
| WORTH, DANIEL, ALAN | Individual | – | PARTNER | 10/2019 | 5-10% |
| MCKAY, STUART, RAMSAY | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2020 | < 5% |