MURRAY FINANCIAL SERVICES, INC
Adviser information for MURRAY FINANCIAL SERVICES, INC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 301 | $117.3M |
| Non-Discretionary | 3 | $1.2M |
| Total | 304 | $118.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 138 | $30.8M |
| HNW Individuals | 12 | $81.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $4.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-126157 |
|---|---|
| SEC ERA File Number | 801-126157 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 176528 |
| Legal Entity Identifier | None |
Principal Office
140 YELLOWSTONE DRIVESUITE 100
CHICO
CA
United States
FRIDAYS 9:00 AM TO 1:00 PM, MONDAY, TUESDAY, WEDNESDAY AND THURSDAY 9:00AM TO 4:00PM
Tel: 530-896-5484, Fax: 530-896-5485
Chief Compliance Officer
KEVIN I. MURRAY
PRESIDENT
140 YELLOWSTONE DRIVE
SUITE 100
CHICO
CA
United States
Tel:
(530) 896-5484
Fax:
(530)896-5485
K******@**************************M
(Full email address available in API data)
Regulatory Contact
JANE MURRAY
DIRECTOR OF OPERATIONS
140 YELLOWSTONE DRIVE
SUITE 100
CHICO
CA
United States
Tel:
530-896-5484
J******@**************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MURRAY, KEVIN, IAN | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2015 | > 75% |