BARDEN CAPITAL MANAGEMENT, INC.
Adviser information for BARDEN CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 316 | $132.3M |
| Non-Discretionary | 0 | $0 |
| Total | 316 | $132.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 160 | $64.9M |
| HNW Individuals | 23 | $67.4M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUM |
Principal Office
8828 MOUNTAIN PATH CIRCLEAUSTIN
TX
United States
MONDAY, TUESDAY, THURSDAY, 10:00-5:00 BY APPOINTMENT ONLY
Tel: 512-366-8081, Fax: None
Chief Compliance Officer
RYAN BARDEN
COO/CCO
8828 MOUNTAIN PATH CIRCLE
AUSTIN
TX
United States
Tel:
512-366-8081
A*******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BARDEN, ERIC, DAVID | Individual | – | PRESIDENT | 09/2006 | 50-75% |
| BARDEN, RYAN, MATTHEW | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2006 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ON HLDG AG | NAMEN AKT A | 1M | 31K | – |
| ADOBE INC | COM | 3M | 6K | – |
| ALLY FINL INC | COM | 1M | 26K | – |
| AMAZON COM INC | COM | 3M | 13K | – |
| AMERICAN EXPRESS CO | COM | 1M | 5K | – |
| ELEVANCE HEALTH INC | COM | 2M | 4K | – |
| APPLE INC | COM | 3M | 14K | – |
| BP PLC | SPONSORED ADR | 1M | 34K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 1M | 3K | – |
| BOOKING HOLDINGS INC | COM | 1M | 257 | – |
| CAPITAL ONE FINL CORP | COM | 902K | 7K | – |
| CARRIER GLOBAL CORPORATION | COM | 2M | 29K | – |
| CASEYS GEN STORES INC | COM | 1M | 3K | – |
| CENTENE CORP DEL | COM | 2M | 23K | – |
| CONOCOPHILLIPS | COM | 1M | 11K | – |
| CONSTELLATION BRANDS INC | CL A | 1M | 5K | – |
| DBX ETF TR | XTRCKR MSCI US | 372K | 7K | – |
| DIAGEO PLC | SPON ADR NEW | 559K | 4K | – |
| DIAMONDBACK ENERGY INC | COM | 776K | 4K | – |
| HCA HEALTHCARE INC | COM | 901K | 3K | – |
| ISHARES TR | JPMORGAN USD EMG | 1M | 13K | – |
| ISHARES TR | IBOXX HI YD ETF | 589K | 8K | – |
| JPMORGAN CHASE & CO. | COM | 1M | 6K | – |
| KEURIG DR PEPPER INC | COM | 1M | 39K | – |
| LEAR CORP | COM NEW | 464K | 4K | – |
| ELI LILLY & CO | COM | 3M | 3K | – |
| MASTERCARD INCORPORATED | CL A | 2M | 4K | – |
| MICROSOFT CORP | COM | 4M | 9K | – |
| MONSTER BEVERAGE CORP NEW | COM | 779K | 16K | – |
| NATIONAL GRID PLC | SPONSORED ADR NE | 776K | 14K | – |
| NVIDIA CORPORATION | COM | 6M | 52K | – |
| OCCIDENTAL PETE CORP | COM | 1M | 16K | – |
| PACER FDS TR | PACER US SMALL | 3M | 66K | – |
| PALO ALTO NETWORKS INC | COM | 2M | 7K | – |
| PARKER-HANNIFIN CORP | COM | 2M | 4K | – |
| PIMCO ETF TR | 0-5 HIGH YIELD | 1M | 13K | – |
| PIMCO ETF TR | INV GRD CRP BD | 587K | 6K | – |
| S&P GLOBAL INC | COM | 1M | 3K | – |
| SPDR INDEX SHS FDS | PORTFLI MSCI GBL | 4M | 67K | – |
| SPDR SER TR | S&P 600 SMCP GRW | 2M | 19K | – |
| SPDR SER TR | PORTFOLIO AGRGTE | 4M | 146K | – |
| SPDR SER TR | S&P 400 MDCP GRW | 2M | 20K | – |
| SPDR SER TR | S&P 400 MDCP VAL | 2M | 23K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 2M | 25K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 5M | 85K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 3M | 34K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 3M | 36K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 2M | 32K | – |
| SCHWAB STRATEGIC TR | LONG TERM US | 1M | 35K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 4M | 100K | – |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 214K | 5K | – |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 2M | 37K | – |
| SONY GROUP CORP | SPONSORED ADR | 1M | 15K | – |
| SYNOPSYS INC | COM | 1M | 2K | – |
| T-MOBILE US INC | COM | 1M | 7K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 2M | 9K | – |
| UNION PAC CORP | COM | 854K | 4K | – |
| UNITED PARCEL SERVICE INC | CL B | 837K | 6K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 2M | 32K | – |
| VISA INC | COM CL A | 2M | 7K | – |