R.J. CLOUD ADVISORS & COMPANY
Adviser information for R.J. CLOUD ADVISORS & COMPANY last updated from Form ADV on January 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oklahoma, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 419 | $111.0M |
| Non-Discretionary | 0 | $0 |
| Total | 419 | $111.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 131 | $31.1M |
| HNW Individuals | 32 | $76.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses401-K PLANS |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Accountant or accounting firmLawyer or law firm |
Identifiers
| SEC RIA File Number | 801-126159 |
|---|---|
| SEC ERA File Number | 801-126159 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289371 |
| Legal Entity Identifier | None |
Principal Office
7804 E. 108TH ST., SUITE D-219MAILBOX E
TULSA
OK
United States
Monday - Friday, 8:00AM - 5:00 PM
Tel: 918-949-9713, Fax: None
Websites
Chief Compliance Officer
RANDY CLOUD
7804 E. 108TH ST., SUITE D-219
MAILBOX E
TULSA
OK
United States
Tel:
918-949-9713
R****@****************************M
(Full email address available in API data)
Regulatory Contact
DOUG SCOTT
7804 E. 108TH ST., SUITE D-219
MAILBOX E
TULSA
OK
United States
Tel:
918-949-9714
D***@****************************M
(Full email address available in API data)
Industry Affiliates
| MGC LAW FIRM PLLC | Lawyer or law firm |
| R J CLOUD, PLLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLOUD, RANDALL, JOE | Individual | – | PRINCIPAL & CHIEF COMPLIANCE OFFICER | 03/2017 | > 75% |