STEP ADVISERS, LLC
Adviser information for STEP ADVISERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 28,567 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | NONE |
Identifiers
| SEC RIA File Number | 801-126160 |
|---|---|
| SEC ERA File Number | 801-126160 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322349 |
| Legal Entity Identifier | None |
Principal Office
380 PORTAGE AVEPALO ALTO
CA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: (650) 459-0600, Fax: None
Chief Compliance Officer
KIRUPA PUSHPARAJ
380 PORTAGE AVE
PALO ALTO
CA
United States
Tel:
510-936-3747
K*****@*******M
(Full email address available in API data)
Regulatory Contact
LINDSAY D'SOUZA
DEPUTY GENERAL COUNSEL, STEP MOBILE, INC.
380 PORTAGE AVE
PALO ALTO
CA
United States
Tel:
510-936-3747
L*************@*******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STEP, INC. | Domestic Entity | – | SOLE MEMBER | 06/2022 | > 75% |
| PUSHPARAJ, KIRUPA | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2022 | < 5% |