PAVE INVESTMENT ADVISORS, LLC.
Adviser information for PAVE INVESTMENT ADVISORS, LLC. last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 49 | $85.7M |
| Non-Discretionary | 359 | $29.8M |
| Total | 408 | $115.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 408 | $115.5M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 408 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesNON-DISCRETIONARY ASSET ALLOCATION/ STOCK OPTIMIZATION |
|---|---|
| Compensation | Fixed fees |
| Other Business Activities | ASSET ALLOCATION/ STOCK OPTIMIZATION |
Identifiers
| SEC RIA File Number | 801-126164 |
|---|---|
| SEC ERA File Number | 801-126164 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322420 |
| Legal Entity Identifier | None |
Principal Office
171 MADISON AVENUESUITE 1500
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 4:00 PM
Tel: 646-690-2800, Fax: None
Chief Compliance Officer
CHRISTOPHER AINSWORTH
CEO
171 MADISON AVE
SUITE 1500
NEW YORK
NY
United States
Tel:
949-662-2850
C****@**************M
(Full email address available in API data)
Industry Affiliates
| PAVE SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SYSTEMATIC ALPHA INVESTMENTS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EVANS, STEPHEN, EDWIN | Individual | – | CHIEF INVESTMENT OFFICER | 11/2022 | < 5% |
| AINSWORTH, CHRISTOPHER, LEE | Individual | – | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | 11/2022 | < 5% |
| PAVE FINANCE, INC. | Domestic Entity | – | OWNER | 12/2022 | > 75% |
| EPI HOLDING, LLC | Domestic Entity | PAVE FINANCE, INC. | OWNER | 11/2022 | > 75% |