PACIFIC POINT ADVISORS, LLC
Adviser information for PACIFIC POINT ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 134 | $212.2M |
| Non-Discretionary | 0 | $0 |
| Total | 134 | $212.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 9 | $5.5M |
| HNW Individuals | 33 | $112.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $61.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $946,333 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $31.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Market timing services |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126183 |
|---|---|
| SEC ERA File Number | 801-126183 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310731 |
| Legal Entity Identifier | None |
Principal Office
16236 SAN DIEGUITO ROADSUITE 4-21, #9491
RANCHO SANTA FE
CA
United States
Monday - Friday, 8AM-5PM
Tel: 858-356-6600, Fax: None
Chief Compliance Officer
MICHAEL LICOSATI
16236 SAN DIEGUITO ROAD
SUITE 4-21, #9491
RANCHO SANTA FE
CA
United States
Tel:
858-356-6600
Fax:
858-356-6605
I***@***************T
(Full email address available in API data)
Industry Affiliates
| AXXCESS WEALTH MANAGEMENT, LLC | Other investment adviser, including financial planners |
| JAY WINSHIP | Accountant or accounting firmReal estate broker or dealer |
| PACIFIC POINT CAPITAL INC. | Real estate broker or dealer |
| PACIFIC POINT CAPITAL LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALDER CAPITAL PARTNERS I, L.P. | LIMITED PARTNER INTERESTS | $29.8M | $0.1M | 16 |
| PACIFIC POINT CO-INVEST I LLC | SPECIAL PURPOSE VEHICLE | $25.0M | $1.0M | 3 |
| PPWM FUND I LLC | SPECIAL PURPOSE VEHICLE | $7.0M | $0.1M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LICOSATI, MICHAEL, COSIMO | Individual | – | CO-MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 08/2020 | 50-75% |
| WINSHIP, HENRY, WARD | Individual | – | CO-MANAGING PARTNER | 08/2020 | 50-75% |