COLLEGIATE PEAKS ASSET MANAGEMENT, LLC
Adviser information for COLLEGIATE PEAKS ASSET MANAGEMENT, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $344.2M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $344.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $33.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 1 | $43.5M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 4 | $267.2M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126197 |
|---|---|
| SEC ERA File Number | 801-126197 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322086 |
| Legal Entity Identifier | None |
Principal Office
201 MILWAUKEE STREETSUITE 200
DENVER
CO
United States
Monday - Friday, 9AM-5PM MST
Tel: 303-801-3549, Fax: None
Websites
Chief Compliance Officer
JOSEPH RUSBARSKY
201 MILWAUKEE STREET
SUITE 200
DENVER
CO
United States
Tel:
303-801-3549
J***@**********M
(Full email address available in API data)
Regulatory Contact
CHARLES LAARSEN
CHIEF OPERATING OFFICER
201 MILWAUKEE STREET
SUITE 200
DENVER
CO
United States
Tel:
303-801-3549
C*******@**********M
(Full email address available in API data)
Industry Affiliates
| COLLEGIATE PEAKS LR GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CP LR FUND L.P. | Real Estate Fund | $33.6M | $30.0M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COLLEGIATE PEAKS INVESTORS, LLC | Domestic Entity | – | OWNER | 09/2022 | > 75% |
| O'SHEA, MICHAEL, LAWRENCE | Individual | – | CHIEF INVESTMENT OFFICER | 09/2022 | < 5% |
| RUSBARSKY, JOSEPH, MARK | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2022 | < 5% |
| LAARSEN, CHARLES, ERIC | Individual | – | CHIEF OPERATING OFFICER | 09/2022 | < 5% |
| O'SHEA, MICHAEL, LAWRENCE | Individual | COLLEGIATE PEAKS INVESTORS, LLC | MANAGING MEMBER | 05/2022 | > 75% |