LLOYD HARBOR CAPITAL MANAGEMENT, LLC
Adviser information for LLOYD HARBOR CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $450.9M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $450.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $286.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $164.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
44 MAIN STREETCOLD SPRING HARBOR
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 631-246-0340, Fax: None
Chief Compliance Officer
TIM ROTOLO
CHIEF EXECUTIVE OFFICER
44 MAIN STREET
COLD SPRING HARBOR
NY
United States
Tel:
631-246-0340
T**@*********************M
(Full email address available in API data)
Industry Affiliates
| LHC SOF GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LHC SPECIAL OPPORTUNITIES FUND I LP | Hedge Fund | $2.0M | $0.0M | 2 |
| SACHEM COVE SPECIAL OPPORTUNITIES FUND, LP | Hedge Fund | $284.7M | $1.0M | 64 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROTOLO, TIMOTHY, JAMES | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 09/2015 | < 5% |
| LLOYD HARBOR CAPITAL GROUP, LLC | Domestic Entity | – | MANAGING MEMBER | 11/2016 | > 75% |
| ROTOLO, TIMOTHY, JAMES | Individual | LHC ADVISORS LLC | MANAGING MEMBER | 01/2023 | > 75% |
| LHC ADVISORS LLC | Domestic Entity | RANGE CAPITAL HOLDINGS, LLC | MANAGING MEMBER | 01/2023 | > 75% |
| RANGE CAPITAL HOLDINGS, LLC | Domestic Entity | LLOYD HARBOR CAPITAL GROUP, LLC | MANAGING MEMBER | 01/2023 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AGNICO EAGLE MINES LTD | COM | 13M | 206K | – |
| ALAMOS GOLD INC NEW | COM CL A | 9M | 590K | – |
| BAYTEX ENERGY CORP | COM | 3M | 850K | – |
| CAMECO CORP | COM | 22M | 441K | – |
| CENOVUS ENERGY INC | COM | 8M | 390K | – |
| DENISON MINES CORP | COM | 12M | 6M | – |
| ENERGY FUELS INC | COM NEW | 3M | 460K | – |
| FREEPORT-MCMORAN INC | CL B | 8M | 165K | – |
| GLOBAL X FDS | GLOBAL X URANIUM | 14M | 487K | – |
| HUDBAY MINERALS INC | COM | 3M | 300K | – |
| NEXGEN ENERGY LTD | COM | 17M | 2M | – |
| RANGE RES CORP | COM | 7M | 200K | – |
| SIBANYE STILLWATER LTD | SPONSORED ADR | 3M | 800K | – |
| SPROTT INC | COM NEW | 6M | 145K | – |
| TIDEWATER INC NEW | COM | 7M | 70K | – |
| UR-ENERGY INC | COM | 11M | 8M | – |
| VALARIS LTD | CL A | 17M | 229K | – |