HAVENCREST CAPITAL MANAGEMENT, LLC
Adviser information for HAVENCREST CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $500.8M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $500.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $500.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126206 |
|---|---|
| SEC ERA File Number | 801-126206 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287944 |
| Legal Entity Identifier | None |
Principal Office
2100 MCKINNEY AVE.SUITE 1760
DALLAS
TX
United States
Monday - Friday, 9AM - 5PM
Tel: 214-420-3492, Fax: None
Chief Compliance Officer
RYAN PANYARD
SENIOR FUND ACCOUNTANT
2100 MCKINNEY AVE.
SUITE 1760
DALLAS
TX
United States
Tel:
214-420-3492
R*******@*************M
(Full email address available in API data)
Industry Affiliates
| HAVENCREST HEALTHCARE PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HAVENCREST HEALTHCARE PARTNERS II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HAVENCREST HEALTHCARE PARTNERS II, LP | Private Equity Fund | $345.8M | $0.3M | 55 |
| HAVENCREST HEALTHCARE PARTNERS, L.P. | Private Equity Fund | $155.0M | $0.1M | 30 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHOFNER, MATT, DAVID | Individual | – | PARTNER | 06/2017 | < 5% |
| KERSEY, CHRISTOPHER, WALTER | Individual | – | OWNER | 06/2017 | 50-75% |
| CHP MANAGEMENT PARTNERS, LLC | Domestic Entity | – | OWNER | 06/2017 | 10-25% |
| HERSH, KENNETH, ASHER | Individual | HFI PARTNERS, LLC | LIMITED PARTNER | 09/1996 | 25-50% |
| HERSH, JULIE, K | Individual | HFI PARTNERS, LLC | LIMITED PARTNER | 09/1996 | 25-50% |
| HFI PARTNERS, LLC | Domestic Entity | – | OWNER | 06/2017 | 10-25% |
| Panyard, Ryan, Walker | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |