ALPINVEST PRIVATE EQUITY INVESTMENT MANAGEMENT, LLC
Adviser information for ALPINVEST PRIVATE EQUITY INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 216 |
|---|---|
| Investment Advisory/Research | 92 |
| Registered Broker-Dealer Representatives | 10 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $311.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $311.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $311.6M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-126208 |
|---|---|
| SEC ERA File Number | 801-126208 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322058 |
| Legal Entity Identifier | None |
Principal Office
ONE VANDERBILT AVENUE34TH FL
NEW YORK
NY
United States
Monday - Friday, 9:00-17:00
Tel: 646-735-4293, Fax: None
Chief Compliance Officer
CAMERON FAIRALL
ONE VANDERBILT AVENUE
34TH FL
NEW YORK
NY
United States
Tel:
212-332-6269
C**************@************M
(Full email address available in API data)
Regulatory Contact
ELIZABETH PELGRIFT
COMPLIANCE OFFICER
ONE VANDERBILT AVENUE
34TH FL
NEW YORK
NY
United States
Tel:
212-332-6267
E*****************@************M
(Full email address available in API data)
Industry Affiliates
| ALP L GLOBAL GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST ACCESS II GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST ACCESS III GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST ASF VII G SIDECAR GP, LLC | Sponsor or syndicator of limited partnerships |
| ALPINVEST ASF VII SIDECAR GP, LLC | Sponsor or syndicator of limited partnerships |
| ALPINVEST ASF VII TOP CASTLE SIDECAR GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST ATOM GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST ATOM II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST ATOM II LUX GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST ATOM LUX GP S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST C GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST C II GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CENDANA I GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CHESAPEAKE SCF I GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CO-INVESTMENT IX GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CO-INVESTMENT IX LUX GP S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CO-INVESTMENT VIII GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CO-INVESTMENT VIII LUX GP S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CWS GP III B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CWS GP, S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST EDISON GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST FALCON SCF I GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST FINANCE STREET II GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST G II GP S.A.R.L. | Sponsor or syndicator of limited partnerships |
| ALPINVEST GGG II B.V. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST GGG II GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST GRIO GP II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST GRIO GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST HARVEST GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST HLI GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST HLI II GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST INDIGO CO-INVEST GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST INDIGO SCF I CI GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST INDIGO SCF I GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST J II GP B.V. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST J II GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST KP II GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST KP II GP, S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST M CO II GP B.V. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST M CO II GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST M GP B.V. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST M SECONDARIES GP B.V. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST M SECONDARIES GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST N GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST NORTH RUSH III GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST P GP B.V. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST P II GP B.V. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS 2020 II B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS 2020/2021 GP I LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS B.V. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS LLP | Other investment adviser, including financial planners |
| ALPINVEST PARTNERS LTD. | Other investment adviser, including financial planners |
| ALPINVEST PARTNERS PTE. LTD. | Other investment adviser, including financial planners |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2020/2021 I B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PG 2022 GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PHOENIX SCF I GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PM GP B.V. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PM GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PRIVATE EQUITY PROGRAM 2021 GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PRIVATE EQUITY PROGRAM 2022 GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PSS II GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST REDC GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SECONDARIES MERLION GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SECONDARIES VII GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SECONDARIES VII LUX GP S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SECONDARIES VIII GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SECONDARIES VIII LUX GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SIG FUND GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SIG II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SPIRE GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST US HOLDINGS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST VICTORIA GROWTH PORTFOLIO GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST WB GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AP M GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AP P GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AP P II GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ASF VII ACCESS SIDECAR GP, LLC | Sponsor or syndicator of limited partnerships |
| ASF VIII SIDECAR GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ASP 2021 AGG. GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ASP 2023 AGG. GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ASP VII GP CO, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CARLYLE JAPAN EQUITY MANAGEMENT L.L.C. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CECP ADVISORS LLP | Other investment adviser, including financial planners |
| TCG CAPITAL MARKETS L.L.C. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| THE CARLYLE GROUP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Fairall, Cameron, Samuel | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2022 | < 5% |
| Thorne, Michael, Steven | Individual | – | CHIEF LEGAL OFFICER | 06/2022 | < 5% |
| Herberg, Erica, Kathleen | Individual | – | CHIEF FINANCIAL OFFICER | 06/2022 | < 5% |
| Bagijn-van Overbeeke, Geertruida, Rudolfina | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2022 | < 5% |
| ALPINVEST US HOLDINGS, LLC | Domestic Entity | – | MEMBER | 04/2022 | > 75% |
| THE CARLYLE GROUP | Domestic Entity | ALPINVEST US HOLDINGS, LLC | MEMBER | 05/2014 | > 75% |
| TC GROUP, L.L.C. | Domestic Entity | THE CARLYLE GROUP | MEMBER | 12/2000 | > 75% |
| CG SUBSIDIARY HOLDINGS L.L.C. | Domestic Entity | TC GROUP, L.L.C. | MEMBER | 01/2020 | > 75% |
| CARLYLE HOLDINGS I L.P. | Domestic Entity | CG SUBSIDIARY HOLDINGS L.L.C. | MEMBER | 01/2020 | 50-75% |
| CARLYLE HOLDINGS II L.L.C. | Domestic Entity | CG SUBSIDIARY HOLDINGS L.L.C. | MEMBER | 01/2020 | 25-50% |
| CARLYLE HOLDINGS I GP SUB L.L.C. | Domestic Entity | CARLYLE HOLDINGS I L.P. | GENERAL PARTNER | 11/2011 | |
| CARLYLE HOLDINGS II GP L.L.C. | Domestic Entity | CARLYLE HOLDINGS II L.L.C. | MEMBER | 11/2011 | > 75% |
| CARLYLE HOLDINGS I GP INC. | Domestic Entity | CARLYLE HOLDINGS I GP SUB L.L.C. | MEMBER | 11/2011 | > 75% |
| THE CARLYLE GROUP INC. | Domestic Entity | CARLYLE HOLDINGS I GP INC. | SHAREHOLDER | 11/2011 | > 75% |
| THE CARLYLE GROUP INC. | Domestic Entity | CARLYLE HOLDINGS II GP L.L.C. | MEMBER | 11/2011 | > 75% |