POLYMER CAPITAL MANAGEMENT (US), LLC
Adviser information for POLYMER CAPITAL MANAGEMENT (US), LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $130.4M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $130.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $130.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-126226 |
|---|---|
| SEC ERA File Number | 801-126226 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316277 |
| Legal Entity Identifier | 254900M20YBRHRA9Z088 |
Principal Office
320 PARK AVENUESUITE 2230
NEW YORK
NY
United States
Monday - Friday, 9AM TO 5PM
Tel: 1 (212) 653 0674, Fax: None
Chief Compliance Officer
ABDON BOLIVAR
320 PARK AVENUE
SUITE 2230
NEW YORK
NY
United States
Tel:
(347) 695-2137
A*******@*************M
(Full email address available in API data)
Industry Affiliates
| POLYMER ASIA GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| POLYMER CONSULTING HOLDINGS LIMITED | Foreign Entity | – | MANAGING MEMBER | 08/2021 | > 75% |
| POLYMER CAPITAL LIMITED | Foreign Entity | POLYMER CONSULTING HOLDINGS LIMITED | SHAREHOLDER | 08/2021 | > 75% |
| KEMNITZ, ERIC, JAY | Individual | – | VICE PRESIDENT, HEAD OF UNITED STATES, BUSINESS UNIT | 07/2021 | < 5% |
| POLYMER HOLDINGS LIMITED | Foreign Entity | POLYMER CAPITAL LIMITED | SHAREHOLDER | 10/2019 | 50-75% |
| PAG | Foreign Entity | POLYMER HOLDINGS LIMITED | SHAREHOLDER | 07/2019 | > 75% |
| WAI, ANGUS, YUK CHI | Individual | POLYMER CAPITAL LIMITED | SHAREHOLDER | 01/2020 | 25-50% |
| WAI, ANGUS, YUK CHI | Individual | – | MEMBER | 08/2021 | 25-50% |
| SHAN, WEIJIAN | Individual | PAG | SHAREHOLDER | 03/2011 | 25-50% |
| BOLIVAR, ABDON | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |