HM INTERNATIONAL L.L.C.
Adviser information for HM INTERNATIONAL L.L.C. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oklahoma, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $809.9M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $809.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $809.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-126227 |
|---|---|
| SEC ERA File Number | 801-126227 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 321885 |
| Legal Entity Identifier | None |
Principal Office
1608 WEST 5TH STREETSUITE 200
AUSTIN
TX
United States
Monday - Friday, 8:30 AM - 5 PM
Tel: 918-664-1914, Fax: 918-664-6451
Chief Compliance Officer
TAMARA RAINS
CHIEF FINANCIAL OFFICER, SECRETARY
8801 S YALE AVE
SUITE 380
TULSA
OK
United States
Tel:
918-664-1914
Fax:
918-664-6451
T*****@*********M
(Full email address available in API data)
Regulatory Contact
IQ-EQ FUNDS SERVICES, LLC
COMPLIANCE CONSULTANT
2777 N. STEMMONS FWY
SUITE 1425
DALLAS
TX
United States
Tel:
4694805220
H************@************************M
(Full email address available in API data)
Industry Affiliates
| AMS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| HOOK GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PMOP GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| QSHGP INC. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HOJEL INTERESTS LP | POOLED INVESTMENT VEHICLE EXCLUSIVELY FOR HOJEL FAMILY INVESTORS | $130.0M | $0.0M | 2 |
| HOOK INVESTMENTS LP | POOLED INVESTMENT VEHICLE EXCLUSIVELY FOR HOJEL FAMILY INVESTORS | $412.7M | $0.0M | 4 |
| NPM FAMILY PARTNERSHIP LTD | POOLED INVESTMENT VEHICLE EXCLUSIVELY FOR MEINIG FAMILY INVESTORS | $16.5M | $0.0M | 3 |
| PM OPERATING LTD | POOLED INVESTMENT VEHICLE EXCLUSIVELY FOR MEINIG FAMILY INVESTORS | $355.1M | $0.0M | 3 |
| POWER OF ONE LP | POOLED INVESTMENT VEHICLE EXCLUSIVELY FOR MEINIG FAMILY INVESTORS | $25.6M | $0.0M | 9 |
| PSH INVESTMENTS LTD | POOLED INVESTMENT VEHICLE EXCLUSIVELY FOR HOJEL FAMILY INVESTORS | $120.7M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMALLING, ANNE, M. | Individual | – | CHIEF EXECUTIVE OFFICER & MANAGING PARTNER | 06/2022 | < 5% |
| HOJEL, RICHARD, C. | Individual | – | MANAGING PARTNER | 06/2022 | < 5% |
| RAINS, TAMARA | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY | 06/2022 | < 5% |
| PM OPERATING LTD. | Domestic Entity | – | OWNER | 07/2004 | > 75% |
| MEINIG GST FOR ANNE M. SMALLING | Domestic Entity | PM OPERATING LTD. | LIMITED PARTNER | 01/2006 | 25-50% |
| MEINIG GST FOR KATHRYN M. GEIB | Domestic Entity | PM OPERATING LTD. | LIMITED PARTNER | 01/2006 | 25-50% |
| MEINIG GST FOR SARAH M. SNIPES | Domestic Entity | PM OPERATING LTD. | LIMITED PARTNER | 01/2006 | 25-50% |
| AMS GP LLC | Domestic Entity | PMOP GP LLC | MANAGING MEMBER AND OWNER | 07/1993 | > 75% |
| GEIB, KATHRYN, M. | Individual | MEINIG GST FOR KATHRYN M. GEIB | TRUSTEE | 12/2015 | |
| SMALLING, ANNE, M. | Individual | MEINIG GST FOR ANNE M. SMALLING | TRUSTEE | 07/1993 | |
| SMALLING, ANNE, M. | Individual | MEINIG GST FOR SARAH M. SNIPES | TRUSTEE | 07/1993 | |
| PMOP GP LLC | Domestic Entity | PM OPERATING LTD. | GENERAL PARTNER | 07/1993 | |
| SMALLING, ANNE, M. | Individual | AMS GP LLC | MANAGING MEMBER AND OWNER | 07/1993 | > 75% |
| GHOBRIAL, MARK, M | Individual | – | CHIEF INVESTMENT OFFICER | 11/2022 | < 5% |