QUEST 10 WEALTH BUILDERS, INC.
Adviser information for QUEST 10 WEALTH BUILDERS, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 868 | $157.0M |
| Non-Discretionary | 0 | $0 |
| Total | 868 | $157.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 346 | $52.8M |
| HNW Individuals | 82 | $104.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-126228 |
|---|---|
| SEC ERA File Number | 801-126228 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154092 |
| Legal Entity Identifier | None |
Principal Office
7629 PURFOY ROADSUITE 105
FUQUAY-VARINA
NC
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 919-552-4286, Fax: 919-552-1345
Chief Compliance Officer
KENNETH D. STEPHENSON
PRESIDENT
7629 PURFOY ROAD
SUITE 105
FUQUAY-VARINA
NC
United States
Tel:
(919) 552-4286
Fax:
(919) 552-1345
K******@*****************************G
(Full email address available in API data)
Industry Affiliates
| COMPLETE FINANCIAL SOLUTIONS, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STEPHENSON, KENNETH, DARRELL | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 05/2010 | 50-75% |
| STEPHENSON, SANDRA, V. | Individual | – | SECRETARY | 01/2014 | 50-75% |