ROKOS CAPITAL MANAGEMENT LLP
Adviser information for ROKOS CAPITAL MANAGEMENT LLP last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 191 |
|---|---|
| Investment Advisory/Research | 35 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $172.5B |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $172.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $172.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
23 SAVILE ROW3RD FLOOR
LONDON
United Kingdom
Monday - Friday, 8:00AM - 6:00PM
Tel: +44(0)2036689000, Fax: None
Chief Compliance Officer
RICHARD NIKOLAS HOLTTUM
HEAD OF COMPLIANCE
23 SAVILE ROW
2ND FLOOR
LONDON
United Kingdom
Tel:
+44(0)2036689000
N**********@***************M
(Full email address available in API data)
Regulatory Contact
CHRISTOS NIFADOPOULOS
GROUP GENERAL COUNSEL
23 SAVILE ROW
2ND FLOOR
LONDON
United Kingdom
Tel:
+44(0)2036689000
C********************@***************M
(Full email address available in API data)
Industry Affiliates
| ROKOS CAPITAL MANAGEMENT (GP) LTD | Sponsor, GP, manager of pooled investment vehicles |
| ROKOS CAPITAL MANAGEMENT (JERSEY) LP | Sponsor, GP, manager of pooled investment vehicles |
| ROKOS CAPITAL MANAGEMENT (US) LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ROKOS GLOBAL MACRO (GP) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RCM CO-INVESTMENT OPPORTUNITIES LIMITED | Hedge Fund | $275.3M | $100.0M | 1 |
| ROKOS GLOBAL MACRO MASTER FUND LP | Hedge Fund | $172,454.2M | $20.0M | 461 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROKOS, CHRISTOPHER, CHARLES | Individual | – | CHIEF INVESTMENT OFFICER | 09/2015 | 50-75% |
| ROKOS SERVICES (UK) LIMITED | Foreign Entity | – | LIMITED PARTNER OF ROKOS CAPITAL MANAGEMENT LLP | 03/2015 | 25-50% |
| ROKOS, CHRISTOPHER, CHARLES | Individual | ROKOS CAPITAL MANAGEMENT (JERSEY) LP | LIMITED PARTNER | 04/2015 | > 75% |
| ROKOS INTERMEDIATE (JERSEY) LIMITED | Foreign Entity | ROKOS SERVICES (UK) LIMITED | SHAREHOLDER | 09/2015 | > 75% |
| ROKOS CAPITAL MANAGEMENT (JERSEY) LP | Foreign Entity | ROKOS INTERMEDIATE (JERSEY) LIMITED | SHAREHOLDER | 04/2015 | > 75% |
| ROKOS CAPITAL MANAGEMENT (GP) LIMITED | Foreign Entity | ROKOS CAPITAL MANAGEMENT (JERSEY) LP | GENERAL PARTNER | 12/2014 | |
| GREEN, DMITRY | Individual | – | CO-CHIEF RISK OFFICER | 11/2020 | < 5% |
| NIFADOPOULOS, CHRISTOS | Individual | – | GROUP GENERAL COUNSEL | 08/2021 | < 5% |
| HOLTTUM, RICHARD, NIKOLAS | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2022 | < 5% |
| Sebag-Montefiore, Matthew | Individual | – | CHIEF STRATEGY OFFICER | 12/2022 | < 5% |
| Singal, Shubham | Individual | – | CO-CHIEF RISK OFFICER | 01/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| FREEPORT-MCMORAN INC | CL B | 5M | 100K | Rokos Capital Management (US) LP |
| FREEPORT-MCMORAN INC | CL B | 24M | 500K | Rokos Capital Management (US) LP |
| INVESCO QQQ TR | UNIT SER 1 | 479M | 1M | Rokos Capital Management (US) LP |
| PDD HOLDINGS INC | SPONSORED ADS | 135M | 1M | Rokos Capital Management (US) LP |
| PDD HOLDINGS INC | SPONSORED ADS | 57M | 425K | Rokos Capital Management (US) LP |
| INVESCO QQQ TR | UNIT SER 1 | 2B | 5M | Rokos Capital Management (US) LP |
| SELECT SECTOR SPDR TR | ENERGY | 36M | 400K | Rokos Capital Management (US) LP |
| SELECT SECTOR SPDR TR | ENERGY | 36M | 400K | Rokos Capital Management (US) LP |
| INVESCO QQQ TR | UNIT SER 1 | 1B | 3M | Rokos Capital Management (US) LP |
| UBS GROUP AG | SHS | 65M | 2M | Rokos Capital Management (US) LP |
| UBS GROUP AG | SHS | 41M | 1M | Rokos Capital Management (US) LP |
| UBS GROUP AG | SHS | 35M | 1M | Rokos Capital Management (US) LP |
| UBS GROUP AG | SHS | 21M | 700K | Rokos Capital Management (US) LP |
| LANDBRIDGE COMPANY LLC | CL A | 459K | 20K | Rokos Capital Management (US) LP |
| GAUZY LTD | SHS | 2M | 145K | Rokos Capital Management (US) LP |
| NEXGEN ENERGY LTD | COM | 14M | 2M | Rokos Capital Management (US) LP |
| DENISON MINES CORP | COM | 9M | 4M | Rokos Capital Management (US) LP |
| SPROTT FDS TR | URANIUM MINERS E | 20M | 414K | Rokos Capital Management (US) LP |
| VANECK ETF TRUST | JUNIOR GOLD MINE | 60M | 1M | Rokos Capital Management (US) LP |
| ATLASSIAN CORPORATION | CL A | 11M | 62K | Rokos Capital Management (US) LP |
| CAMECO CORP | COM | 53M | 1M | Rokos Capital Management (US) LP |
| BAUSCH PLUS LOMB CORP | COMMON SHARES | 10M | 720K | Rokos Capital Management (US) LP |
| CIENA CORP | COM NEW | 98M | 2M | Rokos Capital Management (US) LP |
| WILLIAMS SONOMA INC | COM | 9M | 31K | Rokos Capital Management (US) LP |
| CONSTELLATION ENERGY CORP | COM | 82M | 410K | Rokos Capital Management (US) LP |
| ZSCALER INC | COM | 16M | 85K | Rokos Capital Management (US) LP |
| CROWDSTRIKE HLDGS INC | CL A | 13M | 35K | Rokos Capital Management (US) LP |
| PALO ALTO NETWORKS INC | COM | 19M | 56K | Rokos Capital Management (US) LP |
| CARIBOU BIOSCIENCES INC | COM | 1M | 841K | Rokos Capital Management (US) LP |
| MONGODB INC | CL A | 5M | 19K | Rokos Capital Management (US) LP |
| UR-ENERGY INC | COM | 2M | 1M | Rokos Capital Management (US) LP |
| DATADOG INC | CL A COM | 20M | 156K | Rokos Capital Management (US) LP |
| MARVELL TECHNOLOGY INC | COM | 151M | 2M | Rokos Capital Management (US) LP |
| MONOLITHIC PWR SYS INC | COM | 27M | 33K | Rokos Capital Management (US) LP |
| VISTRA CORP | COM | 52M | 602K | Rokos Capital Management (US) LP |
| LULULEMON ATHLETICA INC | COM | 23M | 78K | Rokos Capital Management (US) LP |
| WORKDAY INC | CL A | 64M | 286K | Rokos Capital Management (US) LP |
| URANIUM ENERGY CORP | COM | 24M | 4M | Rokos Capital Management (US) LP |
| COHERENT CORP | COM | 13M | 173K | Rokos Capital Management (US) LP |
| MASTEC INC | COM | 21M | 193K | Rokos Capital Management (US) LP |
| MADRIGAL PHARMACEUTICALS INC | COM | 7M | 24K | Rokos Capital Management (US) LP |
| INTELLIA THERAPEUTICS INC | COM | 26M | 1M | Rokos Capital Management (US) LP |
| ARROWHEAD PHARMACEUTICALS IN | COM | 24M | 940K | Rokos Capital Management (US) LP |
| BERKLEY W R CORP | COM | 8M | 97K | Rokos Capital Management (US) LP |
| QUANTA SVCS INC | COM | 19M | 75K | Rokos Capital Management (US) LP |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 26M | 352K | Rokos Capital Management (US) LP |
| FORTINET INC | COM | 71M | 1M | Rokos Capital Management (US) LP |
| AMERICAN AIRLS GROUP INC | COM | 5M | 410K | Rokos Capital Management (US) LP |
| YPF SOCIEDAD ANONIMA | SPON ADR CL D | 2M | 123K | Rokos Capital Management (US) LP |
| BANCO MACRO SA | SPON ADR B | 17M | 292K | Rokos Capital Management (US) LP |
| BANCO BBVA ARGENTINA S A | SPONSORED ADS | 546K | 59K | Rokos Capital Management (US) LP |
| OREILLY AUTOMOTIVE INC | COM | 5M | 5K | Rokos Capital Management (US) LP |
| NEWELL BRANDS INC | COM | 1M | 160K | Rokos Capital Management (US) LP |
| D R HORTON INC | COM | 20M | 143K | Rokos Capital Management (US) LP |
| CHIPOTLE MEXICAN GRILL INC | COM | 11M | 175K | Rokos Capital Management (US) LP |
| BROADCOM INC | COM | 234M | 146K | Rokos Capital Management (US) LP |
| ALPHABET INC | CAP STK CL A | 29M | 158K | Rokos Capital Management (US) LP |
| SPDR SER TR | S&P HOMEBUILD | 14M | 142K | Rokos Capital Management (US) LP |
| ISHARES TR | MSCI EMG MKT ETF | 2M | 49K | Rokos Capital Management (US) LP |
| CITIGROUP INC | COM NEW | 47M | 733K | Rokos Capital Management (US) LP |
| GRUPO FINANCIERO GALICIA S.A | SPONSORED ADR | 31M | 1M | Rokos Capital Management (US) LP |
| MASTERCARD INCORPORATED | CL A | 18M | 42K | Rokos Capital Management (US) LP |
| JPMORGAN CHASE & CO. | COM | 58M | 288K | Rokos Capital Management (US) LP |
| STARBUCKS CORP | COM | 24M | 306K | Rokos Capital Management (US) LP |
| GOLDMAN SACHS GROUP INC | COM | 78M | 172K | Rokos Capital Management (US) LP |
| MICRON TECHNOLOGY INC | COM | 300M | 2M | Rokos Capital Management (US) LP |
| INTEL CORP | COM | 35M | 1M | Rokos Capital Management (US) LP |
| WELLS FARGO CO NEW | COM | 173M | 3M | Rokos Capital Management (US) LP |
| AMAZON COM INC | COM | 371M | 2M | Rokos Capital Management (US) LP |
| TJX COS INC NEW | COM | 15M | 133K | Rokos Capital Management (US) LP |
| SHERWIN WILLIAMS CO | COM | 19M | 64K | Rokos Capital Management (US) LP |
| MICROSOFT CORP | COM | 251M | 562K | Rokos Capital Management (US) LP |
| S&P GLOBAL INC | COM | 17M | 39K | Rokos Capital Management (US) LP |
| LAM RESEARCH CORP | COM | 29M | 27K | Rokos Capital Management (US) LP |
| LOWES COS INC | COM | 37M | 170K | Rokos Capital Management (US) LP |
| SALESFORCE INC | COM | 203M | 790K | Rokos Capital Management (US) LP |
| MORGAN STANLEY | COM NEW | 8M | 84K | Rokos Capital Management (US) LP |
| INTERNATIONAL BUSINESS MACHS | COM | 47M | 272K | Rokos Capital Management (US) LP |
| BOOKING HOLDINGS INC | COM | 26M | 7K | Rokos Capital Management (US) LP |
| ISHARES INC | MSCI MEXICO ETF | 600K | 11K | Rokos Capital Management (US) LP |
| FREEPORT-MCMORAN INC | CL B | 219K | 5K | Rokos Capital Management (US) LP |
| SELECT SECTOR SPDR TR | ENERGY | 120M | 1M | Rokos Capital Management (US) LP |
| MARRIOTT INTL INC NEW | CL A | 20M | 84K | Rokos Capital Management (US) LP |
| BANK AMERICA CORP | COM | 310M | 8M | Rokos Capital Management (US) LP |
| ADVANCED MICRO DEVICES INC | COM | 189M | 1M | Rokos Capital Management (US) LP |
| APPLIED MATLS INC | COM | 29M | 121K | Rokos Capital Management (US) LP |
| NVIDIA CORPORATION | COM | 213M | 2M | Rokos Capital Management (US) LP |
| META PLATFORMS INC | CL A | 218M | 432K | Rokos Capital Management (US) LP |
| DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 94M | – | Rokos Capital Management (US) LP |
| WORKDAY INC | CL A | 22M | 100K | Rokos Capital Management (US) LP |
| PALO ALTO NETWORKS INC | COM | 20M | 60K | Rokos Capital Management (US) LP |
| SALESFORCE INC | COM | 51M | 200K | Rokos Capital Management (US) LP |
| INVESCO QQQ TR | UNIT SER 1 | 220M | 460K | Rokos Capital Management (US) LP |
| MICRON TECHNOLOGY INC | COM | 23M | 175K | Rokos Capital Management (US) LP |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 102M | 390K | Rokos Capital Management (US) LP |
| PINTEREST INC | CL A | 2M | 43K | Rokos Capital Management (US) LP |
| PINTEREST INC | CL A | 2M | 43K | Rokos Capital Management (US) LP |
| ISHARES INC | MSCI BRAZIL ETF | 94M | 3M | Rokos Capital Management (US) LP |
| MICRON TECHNOLOGY INC | COM | 42M | 320K | Rokos Capital Management (US) LP |
| MICRON TECHNOLOGY INC | COM | 42M | 320K | Rokos Capital Management (US) LP |
| ISHARES TR | RUSSELL 2000 ETF | 405M | 2M | Rokos Capital Management (US) LP |
| ISHARES TR | RUSSELL 2000 ETF | 256M | 1M | Rokos Capital Management (US) LP |
| ISHARES TR | MSCI EMG MKT ETF | 102M | 2M | Rokos Capital Management (US) LP |
| ISHARES TR | RUSSELL 2000 ETF | 507M | 3M | Rokos Capital Management (US) LP |
| INVESCO QQQ TR | UNIT SER 1 | 503M | 1M | Rokos Capital Management (US) LP |
| PINTEREST INC | CL A | 881K | 20K | Rokos Capital Management (US) LP |
| PINTEREST INC | CL A | 881K | 20K | Rokos Capital Management (US) LP |
| INVESCO QQQ TR | UNIT SER 1 | 1B | 2M | Rokos Capital Management (US) LP |
| ISHARES TR | CHINA LG-CAP ETF | 53M | 2M | Rokos Capital Management (US) LP |
| SELECT SECTOR SPDR TR | FINANCIAL | 51M | 1M | Rokos Capital Management (US) LP |
| SELECT SECTOR SPDR TR | FINANCIAL | 51M | 1M | Rokos Capital Management (US) LP |
| ISHARES TR | RUSSELL 2000 ETF | 507M | 3M | Rokos Capital Management (US) LP |
| INVESCO QQQ TR | UNIT SER 1 | 2B | 4M | Rokos Capital Management (US) LP |
| SELECT SECTOR SPDR TR | ENERGY | 55M | 600K | Rokos Capital Management (US) LP |
| SELECT SECTOR SPDR TR | ENERGY | 55M | 600K | Rokos Capital Management (US) LP |
| REALOGY GRP LLC/REALOGY CO | NOTE 0.250% 6/1 | 14M | – | Rokos Capital Management (US) LP |
| ISHARES TR | CHINA LG-CAP ETF | 53M | 2M | Rokos Capital Management (US) LP |
| ISHARES TR | MSCI EMG MKT ETF | 30M | 700K | Rokos Capital Management (US) LP |
| ISHARES TR | MSCI EMG MKT ETF | 30M | 700K | Rokos Capital Management (US) LP |
| ISHARES TR | CHINA LG-CAP ETF | 48M | 2M | Rokos Capital Management (US) LP |
| ISHARES TR | CHINA LG-CAP ETF | 48M | 2M | Rokos Capital Management (US) LP |
| ISHARES TR | MSCI EMG MKT ETF | 307M | 7M | Rokos Capital Management (US) LP |
| ISHARES TR | MSCI EMG MKT ETF | 307M | 7M | Rokos Capital Management (US) LP |
| INVESCO QQQ TR | UNIT SER 1 | 359M | 750K | Rokos Capital Management (US) LP |