SOCIAL LEVERAGE ADVISORS, LLC
Adviser information for SOCIAL LEVERAGE ADVISORS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $347.1M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $347.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $347.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126232 |
|---|---|
| SEC ERA File Number | 801-126232 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 292690 |
| Legal Entity Identifier | None |
Principal Office
8390 E. VIA DE VENTURASUITE F110-207
SCOTTSDALE
AZ
United States
Monday - Friday, 8AM - 5PM
Tel: 602-315-9966, Fax: None
Chief Compliance Officer
KORDELL THEADFORD
8390 E. VIA DE VENTURA
SUITE F110-207
SCOTTSDALE
AZ
United States
Tel:
6107397955
K******@*****************M
(Full email address available in API data)
Regulatory Contact
THOMAS PETERSON
MANAGING MEMBER
8390 E. VIA DE VENTURA
SUITE F110-207
SCOTTSDALE
AZ
United States
Tel:
602-315-9966
T**@*****************M
(Full email address available in API data)
Industry Affiliates
| SL INVESTMENT MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SOCIAL LEVERAGE CAPITAL GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SOCIAL LEVERAGE CAPITAL GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SOCIAL LEVERAGE CAPITAL GP IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SOCIAL LEVERAGE CAPITAL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SL GV I, LP | Venture Capital Fund | $0.6M | $0.0M | 3 |
| SL LC I, LP | Venture Capital Fund | $0.7M | $0.0M | 5 |
| SL MSC III, LP | Venture Capital Fund | $0.3M | $0.0M | 3 |
| SL TA I, LP | Venture Capital Fund | $0.8M | $0.0M | 7 |
| SOCIAL LEVERAGE ACCESS FUND I, LP | Venture Capital Fund | $26.0M | $0.0M | 85 |
| SOCIAL LEVERAGE ASSOCIATES FUND III, LP | Venture Capital Fund | $11.3M | $0.0M | 18 |
| SOCIAL LEVERAGE CAPITAL FUND I, LP | Venture Capital Fund | $4.3M | $0.0M | 43 |
| SOCIAL LEVERAGE CAPITAL FUND II, LP | Venture Capital Fund | $21.6M | $0.0M | 90 |
| SOCIAL LEVERAGE CAPITAL FUND III, LP | Venture Capital Fund | $172.2M | $0.1M | 130 |
| SOCIAL LEVERAGE CAPITAL FUND IV, LP | Venture Capital Fund | $364.3M | $0.0M | 169 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PETERSON, THOMAS, GRANT | Individual | – | MANAGING MEMBER | 08/2015 | 25-50% |
| LINDZON, HOWARD, ANDREW | Individual | – | MANAGING MEMBER | 08/2015 | 25-50% |
| BENITT, GARY, DAVID | Individual | – | MANAGING MEMBER | 08/2015 | 25-50% |
| Theadford, Kordell | Individual | – | CCO | 08/2023 | < 5% |