Hedge Fund Database

WARTHER PRIVATE WEALTH

WARTHER PRIVATE WEALTH, LLC Legal Name

Adviser information for WARTHER PRIVATE WEALTH last updated from Form ADV on March 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 582 $261.2M
Non-Discretionary 3 $530,467
Total 585 $261.7M

Clients

Type Number RAUM
Individuals 147 $45.5M
HNW Individuals 79 $205.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 8 $10.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed feesTHIRD PARTY ADVISORY FEES

Identifiers

SEC RIA File Number 801-126233
SEC ERA File Number 801-126233
SEC CIK Numbers 1954551
SEC CRD Numbers 125145
Legal Entity Identifier None

Principal Office

1075 WEST MARKET ST.
AKRON
OH
United States
Monday - Friday, 7:30AM - 5:00PM
Tel: 330-867-6999, Fax: 330-867-0490

Websites

www.facebook.com/wartherprivatewealth/ www.wartherprivatewealth.com/ twitter.com/wartherprivate www.linkedin.com/company/11305715/admin/

Chief Compliance Officer

ROBERT WARTHER
CEO/FOUNDER
1075 WEST MARKET ST.
AKRON
OH
United States
Tel: 330-867-6999
Fax: 330-867-0490
(Full email address available in API data)

Regulatory Contact

JOSHUA SONNHALTER
PRESIDENT
1075 WEST MARKET ST.
AKRON
OH
United States
Tel: 330-867-6999
Fax: 330-867-0490
(Full email address available in API data)

Industry Affiliates

WARTHER FINANCIAL GROUP Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WARTHER, ROBERT, WAYNE Individual – MANAGING MEMBER/CEO/FOUNDER/CHIEF COMPLIANCE OFFICER 11/2002 > 75%

No. Employees, Historic

105020222023202420258 on 6/28/20228 on 8/3/20228 on 9/2/20228 on 3/27/20239 on 8/7/20239 on 3/16/2024

RAUM, Historic

300M150M02022202320242025176443799 on 6/28/2022176443799 on 8/3/2022176443799 on 9/2/2022233957939 on 3/27/2023233957939 on 8/7/2023261726981 on 3/16/2024

No. Clients, Historic

30015002022202320242025289 on 6/28/2022289 on 8/3/2022289 on 9/2/2022258 on 3/27/2023258 on 8/7/2023234 on 3/16/2024

Holdings

From latest 13F, filed July 11th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM Stock 9M 44K 0
HEWLETT PACKARD ENTERPRISE CO COM Stock 356K 17K 0
ULTA BEAUTY INC COM Stock 9M 24K 0
COSTCO WHSL CORP NEW COM Stock 723K 851 0
SHELL PLC SPON ADS ADR 224K 3K 0
PPG INDS INC COM Stock 375K 3K 0
OCCIDENTAL PETE CORP COM Stock 3M 42K 0
NETFLIX INC COM Stock 270K 400 0
MERCK & CO INC COM Stock 381K 3K 0
MCKESSON CORP COM Stock 1M 2K 0
MASTERCARD INCORPORATED CL A Stock 558K 1K 0
SUPER MICRO COMPUTER INC COM Stock 251K 306 0
FEDEX CORP COM Stock 10M 35K 0
HOME DEPOT INC COM Stock 639K 2K 0
GRANITE PT MTG TR INC COM REIT 65K 22K 0
ROKU INC COM CL A Stock 6M 100K 0
FORTINET INC COM Stock 6M 105K 0
CENTENE CORP DEL COM Stock 829K 13K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 938K 2K 0
ADOBE INC COM Stock 469K 845 0
ALPHABET INC CAP STK CL A Stock 22M 121K 0
MICROSOFT CORP COM Stock 16M 35K 0
LENNAR CORP CL A Stock 3M 19K 0
CVS HEALTH CORP COM Stock 9M 153K 0
PDD HOLDINGS INC SPONSORED ADS ADR 439K 3K 0
PROSHARES ULTRA S&P 500 ETF 361K 4K 0
VANGUARD SMALL-CAP ETF ETF 338K 2K 0
FINANCIAL SELECT SECTOR SPDR FUND ETF 243K 6K 0
ASTRAZENECA PLC SPONSORED ADR ADR 327K 4K 0
UBER TECHNOLOGIES INC COM Stock 3M 41K 0
CROWDSTRIKE HLDGS INC CL A Stock 636K 2K 0
JPMORGAN MUNICIPAL ETF ETF 301K 6K 0
ELI LILLY & CO COM Stock 4M 4K 0
FREEPORT-MCMORAN INC CL B Stock 213K 4K 0
INVESCO GLOBAL LISTED PRIVATE EQUITY ETF ETF 213K 3K 0
COCA COLA CONS INC COM Stock 610K 562 0
EATON VANCE TAX-MANAGED GLOBAL COM CEF 200K 24K 0
SPDR NUVEEN BLOOMBERG HIGH YIELD MUNICIPAL BOND ETF ETF 415K 16K 0
ENERGY TRANSFER L P COM UT LTD PTN Stock 519K 32K 0
ISHARES MSCI EUROPE FINANCIALS ETF ETF 322K 14K 0
UIPATH INC CL A Stock 6M 438K 0
VISA INC COM CL A Stock 815K 3K 0
NU HLDGS LTD ORD SHS CL A Stock 11M 843K 0
EATON VANCE ENHANCED EQUITY IN COM CEF 266K 14K 0
META PLATFORMS INC CL A Stock 208K 412 0
ASML HOLDING N V N Y REGISTRY SHS ADR 764K 747 0
NUVEEN MUNICIPAL CREDIT INC FD COM SH BEN INT CEF 350K 28K 0
BROADCOM INC COM Stock 4M 2K 0
NOVARTIS AG SPONSORED ADR ADR 201K 2K 0
TOTALENERGIES SE SPONSORED ADS ADR 267K 4K 0
NVIDIA CORPORATION COM Stock 9M 76K 0
EOG RES INC COM Stock 7M 58K 0
INTERACTIVE BROKERS GROUP INC COM CL A Stock 4M 32K 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS ADR 18M 101K 0
QUALCOMM INC COM Stock 733K 4K 0
INTUITIVE SURGICAL INC COM NEW Stock 484K 1K 0
ADVANCED MICRO DEVICES INC COM Stock 238K 1K 0
SCHWAB FUNDAMENTAL U.S. SMALL COMPANY ETF ETF 222K 4K 0
EXPEDIA GROUP INC COM NEW Stock 1M 9K 0
ISHARES CORE S&P 500 ETF ETF 277K 507 0
SALESFORCE INC COM Stock 261K 1K 0
RYDER SYS INC COM Stock 213K 2K 0
LOCKHEED MARTIN CORP COM Stock 6M 13K 0
JPMORGAN CHASE & CO. COM Stock 1M 6K 0
CHEVRON CORP NEW COM Stock 548K 4K 0
ISHARES NATIONAL MUNI BOND ETF ETF 249K 2K 0
BANK AMERICA CORP COM Stock 10M 250K 0
ORACLE CORP COM Stock 502K 4K 0
RTX CORPORATION COM Stock 224K 2K 0
MORGAN STANLEY COM NEW Stock 206K 2K 0
CATERPILLAR INC COM Stock 460K 1K 0
ALPHABET INC CAP STK CL C Stock 1M 7K 0
AMERICAN EXPRESS CO COM Stock 7M 29K 0
APPLIED MATLS INC COM Stock 454K 2K 0
ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 9M 128K 0
UNITEDHEALTH GROUP INC COM Stock 530K 1K 0
PRICE T ROWE GROUP INC COM Stock 548K 5K 0
VANECK INTERMEDIATE MUNI ETF ETF 373K 8K 0
NOVO-NORDISK A S ADR ADR 2M 11K 0
SAP SE SPON ADR ADR 331K 2K 0
SCHWAB CHARLES CORP COM Stock 12M 168K 0
VANGUARD TAX-EXEMPT BOND ETF ETF 349K 7K 0
APPLE INC COM Stock 25M 118K 0
MARSH & MCLENNAN COS INC COM Stock 632K 3K 0