GRAFINE CAPITAL HOLDINGS LLC
Adviser information for GRAFINE CAPITAL HOLDINGS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $606.2M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $606.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $606.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126236 |
|---|---|
| SEC ERA File Number | 801-126236 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309490 |
| Legal Entity Identifier | None |
Principal Office
654 MADISON AVENUESUITE 1201
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 212-235-2045, Fax: 332-207-2907
Chief Compliance Officer
CARLY ANDERSON
DIRECTOR OF FINANCE
654 MADISON AVENUE
SUITE 1201
NEW YORK
NY
United States
Tel:
212-235-2045
C****@**********M
(Full email address available in API data)
Industry Affiliates
| GRAFINE CAPITAL PARTNERS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| GRAFINE HOLDINGS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GH/RC CAPITAL LLC | Private Equity Fund | $0.1M | $1.0M | 3 |
| GRAFINE CAPITAL I LP | Private Equity Fund | $228.7M | $0.2M | 46 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEYMOUTH, ELIZABETH, KIRK | Individual | GRAFINE GROUP LP | LIMITED PARTNER | 03/2021 | 50-75% |
| HIMMERLAND HOLDINGS LLC | Domestic Entity | GRAFINE GROUP LP | LIMITED PARTNER | 03/2021 | 25-50% |
| WEYMOUTH, ELIZABETH, KIRK | Individual | – | CEO | 02/2020 | < 5% |
| ELIZABETH K. WEYMOUTH 2019 DYNASTY TRUST | Domestic Entity | HIMMERLAND HOLDINGS LLC | SOLE MEMBER | 08/2019 | > 75% |
| GRAFINE HOLDINGS GP LLC | Domestic Entity | GRAFINE MANAGER HOLDINGS LP | GENERAL PARTNER | 08/2023 | |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | Domestic Entity | ELIZABETH K. WEYMOUTH 2019 DYNASTY TRUST | TRUSTEE | 08/2019 | |
| WEYMOUTH, ELIZABETH, KIRK | Individual | GRAFINE HOLDINGS GP LLC | SOLE MEMBER | 08/2019 | > 75% |
| ANDERSON, CARLY | Individual | – | DIRECTOR OF FINANCE / CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
| GRAFINE GROUP LLC | Domestic Entity | GRAFINE GROUP LP | GENERAL PARTNER | 03/2021 | |
| WEYMOUTH, ELIZABETH, KIRK | Individual | GRAFINE GROUP LLC | SOLE MEMBER | 03/2021 | > 75% |
| GRAFINE GROUP LP | Domestic Entity | GRAFINE MANAGER HOLDINGS LP | SOLE MEMBER | 08/2023 | > 75% |
| GRAFINE MANAGER HOLDINGS LP | Domestic Entity | – | SOLE MEMBER | 08/2023 | > 75% |