WHITTIER ADVISORS, LLC
Adviser information for WHITTIER ADVISORS, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $862.1M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $862.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 1 | $101,165 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 3 | $695.3M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $166.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-126237 |
|---|---|
| SEC ERA File Number | 801-126237 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318024 |
| Legal Entity Identifier | None |
Principal Office
4695 MACARTHUR COURTSUITE 1500
NEWPORT BEACH
CA
United States
Monday - Friday, 8AM-5PM
Tel: 949-341-4250, Fax: None
Websites
Chief Compliance Officer
HEATHER NICOLE SLATE
4695 MACARTHUR COURT
SUITE 1500
NEWPORT BEACH
CA
United States
Tel:
415-605-9537
H************@*******M
(Full email address available in API data)
Regulatory Contact
ROBERT W RENKEN
CHIEF LEGAL OFFICER
1600 HUNTINGTON DRIVE
SOUTH PASADENA
CA
United States
Tel:
626-463-2510
R******@*******************M
(Full email address available in API data)
Industry Affiliates
| THE WHITTIER TRUST COMPANY OF NEVADA, INC. | Trust company |
| WHITTIER TRUST COMPANY | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RENKEN, ROBERT | Individual | – | CHIEF LEGAL OFFICER | 09/2021 | < 5% |
| DAHL, DAVID | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2021 | < 5% |
| WHITTIER HOLDINGS, INC. | Domestic Entity | – | OWNER | 09/2021 | > 75% |
| MCCARTHY, TIMOTHY, KELLEY | Individual | – | BOARD MEMBER | 09/2021 | < 5% |
| SILSBY, J., CALEB | Individual | – | BOARD MEMBER | 09/2021 | < 5% |
| SLATE, HEATHER, NICOLE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |
| MCGUINNESS, LIAM, JAMES | Individual | – | CHIEF FINANCIAL OFFICER | 09/2021 | < 5% |