BOWEN FINANCIAL SERVICES, LLC
Adviser information for BOWEN FINANCIAL SERVICES, LLC last updated from Form ADV on April 13th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 320 | $122.5M |
| Non-Discretionary | 0 | $0 |
| Total | 320 | $122.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 19 | $17.7M |
| HNW Individuals | 48 | $104.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-126244 |
|---|---|
| SEC ERA File Number | 801-126244 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 116714 |
| Legal Entity Identifier | None |
Principal Office
2840 POLO PKWYMIDLOTHIAN
VA
United States
Monday - Friday, BY APPOINTMENT
Tel: 804-897-2850, Fax: 877-682-4908
Chief Compliance Officer
JOHN G. BOWEN
MEMBER
2840 POLO PARKWAY #100
MIDLOTHIAN,
VA
United States
Tel:
18048972850
Fax:
877-682-4908
J****@*****************M
(Full email address available in API data)
Regulatory Contact
JOHN G. BOWEN
CHIEF COMPLIANCE OFFICER
2840 POLO PKWY
MIDLOTHIAN
VA
United States
Tel:
804-897-2850
Fax:
877-682-4908
J****@*****************M
(Full email address available in API data)
Industry Affiliates
| CPA FIRM | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOWEN, JOHN, GEARY | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 07/1999 | > 75% |