NOBLEBRIDGE WEALTH
NOBLEBRIDGE WEALTH MANAGEMENT, LLC Legal Name
Adviser information for NOBLEBRIDGE WEALTH last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 767 | $119.7M |
| Non-Discretionary | 44 | $40.5M |
| Total | 811 | $160.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 327 | $56.6M |
| HNW Individuals | 54 | $103.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 16 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-126246 |
|---|---|
| SEC ERA File Number | 801-126246 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146612 |
| Legal Entity Identifier | None |
Principal Office
3 TIMBER DRIVENORTH CALDWELL
NJ
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 1-866-798-0354, Fax: 973-265-7677
Websites
twitter.com/noblebridgewm
instagram.com/nobleplan?igshid=1ubm9n4pyq1a8
nbwm-carolinas.com/
northernvirginiawm.com/
www.noblebridgewealth.com
www.linkedin.com/company/noblebridge-wealth-management-llc
www.pollackfinancialgroup.com/
twitter.com/pollackfg
www.facebook.com/pollackfinancial
www.linkedin.com/in/scottdpollack/
Chief Compliance Officer
COREY FRANCO
PRESIDENT
28 VALLEY ROAD
MONTCLAIR
NJ
United States
Tel:
1-866-798-0354
Fax:
973-265-7677
C******@********************M
(Full email address available in API data)
Regulatory Contact
CARLOS GONZALEZ
COMPLIANCE CONSULTANT
28 VALLEY ROAD
MONTCLAIR
NJ
United States
Tel:
9547273117
C*****@**********M
(Full email address available in API data)
Industry Affiliates
| NOBLEBRIDGE WEALTH INSURANCE ADVISORS, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FRANCO, COREY | Individual | – | MANAGING MEMBER,PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | 03/2008 | > 75% |