GRANT AVENUE CAPITAL LLC
Adviser information for GRANT AVENUE CAPITAL LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $490.5M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $490.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $490.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126247 |
|---|---|
| SEC ERA File Number | 801-126247 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313104 |
| Legal Entity Identifier | None |
Principal Office
444 MADISON AVENUESUITE 3300
NEW YORK
NY
United States
Monday - Friday, 8:00 AM TO 6:00 PM
Tel: 212-294-8935, Fax: None
Chief Compliance Officer
BRIAN ANDRUSKIEWICZ
CHIEF FINANCIAL OFFICER
444 MADISON AVENUE
SUITE 3300
NEW YORK
NY
United States
Tel:
212-294-8935
B******************@***********M
(Full email address available in API data)
Industry Affiliates
| GRANT AVENUE CAPITAL FUND II GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GAC - BUCKEYE, LLC | Private Equity Fund | $105.2M | $0.0M | 7 |
| GAC - FORTIS, LLC | Private Equity Fund | $32.0M | $0.0M | 8 |
| GAC - HELIOS, LLC | Private Equity Fund | $31.6M | $0.0M | 8 |
| GAC - LINCOLN, LLC | Private Equity Fund | $145.9M | $0.0M | 11 |
| GRANT AVENUE CAPITAL FUND II-A, LP | Private Equity Fund | $84.9M | $0.0M | 5 |
| GRANT AVENUE CAPITAL FUND II, LP | Private Equity Fund | $90.9M | $0.0M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUMINA, WILLIAM, JOHN | Individual | – | FOUNDER AND MANAGING PARTNER | 09/2017 | < 5% |
| GRANT AVENUE CAPITAL GP INC. | Domestic Entity | – | MANAGING MEMBER | 05/2018 | < 5% |
| GRANT AVENUE CAPITAL HOLDINGS LP | Domestic Entity | – | MEMBER | 05/2018 | > 75% |
| GUMINA, WILLIAM, JOHN | Individual | GRANT AVENUE CAPITAL HOLDINGS LP | LIMITED PARTNER | 05/2018 | > 75% |
| GRANT AVENUE CAPITAL GP INC. | Domestic Entity | GRANT AVENUE CAPITAL HOLDINGS LP | GENERAL PARTNER | 05/2018 | |
| GUMINA, WILLIAM, JOHN | Individual | GRANT AVENUE CAPITAL GP INC. | SHAREHOLDER | 05/2018 | > 75% |
| GUMINA, WILLIAM, JOHN | Individual | GRANT AVENUE CAPITAL HOLDINGS LP | SHAREHOLDER | 05/2018 | > 75% |
| GUMINA FAMILY 2019 DELAWARE LLC | Domestic Entity | GRANT AVENUE CAPITAL GP INC. | SHAREHOLDER | 05/2018 | 25-50% |
| THE GUMINA FAMILY 2019 DELAWARE TRUST | Domestic Entity | GUMINA FAMILY 2019 DELAWARE LLC | MEMBER | 05/2018 | > 75% |
| MARTIN, ANDREA, POLLARD | Individual | THE GUMINA FAMILY 2019 DELAWARE TRUST | TRUSTEE | 05/2018 | |
| GUMINA, RORY, ROBERT | Individual | THE GUMINA FAMILY 2019 DELAWARE TRUST | TRUSTEE | 05/2018 | |
| ANDRUSKIEWICZ, BRIAN, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | 10/2023 | < 5% |