SJHL FINANCIAL GROUP
SJHL FINANCIAL SERVICES, LLC Legal Name
Adviser information for SJHL FINANCIAL GROUP last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 766 | $126.1M |
| Non-Discretionary | 0 | $0 |
| Total | 766 | $126.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 274 | $47.4M |
| HNW Individuals | 44 | $78.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $113,034 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 18 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-126251 |
|---|---|
| SEC ERA File Number | 801-126251 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285946 |
| Legal Entity Identifier | None |
Principal Office
123 SOUTH MAIN ST.MCPHERSON
KS
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 620-241-1826, Fax: 620-241-6926
Chief Compliance Officer
TIMOTHY DEAN KLIEWER
123 S. MAIN ST. PO BOX 1337
MCPHERSON
KS
United States
Tel:
620-241-1826
T*******@*******M
(Full email address available in API data)
Regulatory Contact
LORI NEIDEL
OUTSIDE COMPLIANCE PROVIDER
910 E. BROADWAY STE 209
COLUMBIA
MO
United States
Tel:
573-416-4076
L***@************************M
(Full email address available in API data)
Industry Affiliates
| SWINDOLL, JANZEN, HAWK & LOYD, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KLIEWER, TIMOTHY, DEAN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2017 | < 5% |
| JANZEN, KEITH, STUART | Individual | – | MEMBER | 12/2012 | 25-50% |
| BUCHMAN, CHET, LEE | Individual | – | MANAGING MEMBER | 12/2012 | 25-50% |
| hawk, kyle, j | Individual | – | MEMBER | 12/2012 | 25-50% |