SOLPACIFIC, LLC
Adviser information for SOLPACIFIC, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $167.4M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $167.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $167.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Performance-based fees |
Identifiers
| SEC RIA File Number | 801-126254 |
|---|---|
| SEC ERA File Number | 801-126254 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315184 |
| Legal Entity Identifier | None |
Principal Office
202 W. SUPERIOR ST.STE. 721
DULUTH
MN
United States
Monday - Friday, 8:00 AM - 4:30 PM
Tel: 218-720-3807, Fax: None
Chief Compliance Officer
GREG BORASH
202 W. SUPERIOR ST.
STE. 721
DULUTH
MN
United States
Tel:
218-720-3807
G******@****************M
(Full email address available in API data)
Regulatory Contact
SHEILA BUCHHEIT
202 W. SUPERIOR ST.
STE. 721
DULUTH
MN
United States
Tel:
218-591-7846
S********@****************M
(Full email address available in API data)
Industry Affiliates
| ADAPTIVE PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MERCURY HOSPITALITY | Sponsor, GP, manager of pooled investment vehicles |
| MERCURY INVESTMENT CO. VII | Sponsor, GP, manager of pooled investment vehicles |
| MIC IX, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MN RE, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPOZ MN MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WI RE, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SOLPACIFIC DEFERRED INCOME FUND, LLC | CREDIT FUND | $35.1M | $0.5M | 5 |
| SOLPACIFIC INCOME FUND, LLC | CREDIT FUND | $132.2M | $0.3M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| APTER, ABBOT, GEORGE | Individual | – | CHIEF EXECUTIVE OFFICER | 04/2015 | > 75% |
| BORASH, GREGORY, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2015 | 10-25% |
| KARNOWSKI, JASON, CURTIS | Individual | – | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | 06/2018 | < 5% |