LAGO ASSET MANAGEMENT
LAGO ASSET MANAGEMENT, LLC Legal Name
Adviser information for LAGO ASSET MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $380.6M |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $380.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $380.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126267 |
|---|---|
| SEC ERA File Number | 801-126267 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305631 |
| Legal Entity Identifier | None |
Principal Office
10 SOUTH WACKER DRIVE3540
CHICAGO
IL
United States
Monday - Friday, 8AM - 5PM
Tel: 7734175246, Fax: None
Websites
Chief Compliance Officer
WILL CLARK
DIRECTOR
223 WILMINGTON WEST CHESTER PIKE
SUITE 216
CHADDS FORD
PA
United States
Tel:
423-271-0989
W*****@**************M
(Full email address available in API data)
Regulatory Contact
TODD KNUDSEN
CFO OF FUND ADMINISTRATOR
3575 PIEDMONT RD
BLDG 15, STE 730
ATLANTA
GA
United States
Tel:
678-528-7951
T*******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LAGO ACCELERATION FUND I-QP, LP | Private Equity Fund | $14.8M | $0.1M | 115 |
| LAGO ACCELERATION FUND I, LP | Private Equity Fund | $7.1M | $0.1M | 90 |
| LAGO D9 EQUITY FUND I -QP, LP | Private Equity Fund | $6.3M | $0.1M | 65 |
| LAGO D9 EQUITY FUND I, LP | Private Equity Fund | $4.2M | $0.1M | 78 |
| LAGO DELTA NINE FUND QP, LP | Private Equity Fund | $18.2M | $0.1M | 102 |
| LAGO DELTA NINE FUND, LP | Private Equity Fund | $11.3M | $0.1M | 100 |
| LAGO INNOVATION FUND I-QP, LP | Hedge Fund | $34.9M | $0.1M | 87 |
| LAGO INNOVATION FUND I, LP | Hedge Fund | $20.2M | $0.1M | 90 |
| LAGO INNOVATION FUND II-AI, LP | Hedge Fund | $23.1M | $0.1M | 99 |
| LAGO INNOVATION FUND II-QP, LP | Hedge Fund | $87.7M | $0.1M | 207 |
| LAGO INNOVATION FUND III-AI, LP | Hedge Fund | $14.3M | $0.3M | 99 |
| LAGO INNOVATION FUND III-QP, LP | Hedge Fund | $49.1M | $0.3M | 188 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REVOCABLE TRUST OF MARK A BUFFINGTON | Domestic Entity | – | MEMBER | 03/2022 | 5-10% |
| GOTTFRIED, TIMMY, ALLEN | Individual | – | MEMBER | 05/2019 | 25-50% |
| LAFRENIERE, HEATHER, LYNN | Individual | – | MEMBER | 05/2019 | 25-50% |
| MATS A LEDERHAUSEN 2000 TRUST DATED JULY 10 2000 | Domestic Entity | – | MEMBER | 05/2019 | 5-10% |
| Lederhausen, Mats, A | Individual | – | TRUSTEE OF MATS A LEDERHAUSEN 2000 TRUST DATED JULY 10 2000 | 05/2019 | 5-10% |
| BUFFINGTON, MARK, ANDREW | Individual | – | TRUSTEE OF REVOCABLE TRUST OF MARK A BUFFINGTON | 03/2022 | 5-10% |
| CLARK, WILL, S | Individual | – | CCO | 08/2023 | < 5% |