AYRTON CAPITAL LLC
Adviser information for AYRTON CAPITAL LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $296.9M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $296.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $296.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
55 POST ROAD WEST2ND FLOOR
WESTPORT
CT
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 646-684-0650, Fax: None
Chief Compliance Officer
DANIEL ALTMAN
55 POST ROAD WEST
2ND FLOOR
WESTPORT
CT
United States
Tel:
(475) 228-9454
D******@************M
(Full email address available in API data)
Regulatory Contact
WAQAS KHATRI
MANAGING MEMBER
55 POST ROAD WEST
2ND FLOOR
WESTPORT
CT
United States
Tel:
646-684-0650
W*@************M
(Full email address available in API data)
Industry Affiliates
| AYRTON CAPITAL GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALTO OPPORTUNITY MASTER FUND, SPC - SEGREGATED MASTER PORTFOLIO B | Hedge Fund | $296.9M | $1.0M | 33 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Khatri, Waqas, Ahmad | Individual | – | MANAGING MEMBER | 11/2016 | > 75% |
| ALTMAN, DANIEL, REUBEN | Individual | – | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | 01/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 13th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ARES ACQUISITION CORPORATION | *W EXP 02/02/202 | 16K | 25K | – |
| ALSET CAPITAL ACQUISITION CO | RIGHT 01/31/2027 | 21K | 100K | – |
| ALSET CAPITAL ACQUISITION CO | *W EXP 01/31/202 | 2K | 50K | – |
| ALLIANCE ENTERTAINMENT HOLDI | *W EXP 02/11/202 | 2K | 100K | – |
| AGRIFORCE GROWING SYSTEMS LT | *W EXP 02/01/202 | 1K | 74K | – |
| AINOS INC | *W EXP 07/29/202 | 16K | 50K | – |
| ALARM COM HLDGS INC | NOTE 1/1 | 434K | – | – |
| AROGO CAPITAL ACQUISITION CO | *W EXP 03/23/202 | 6K | 125K | – |
| APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | 2K | 20K | – |
| ADDENTAX GROUP CORP | COM | 161K | 120K | – |
| AUDDIA INC | COM | 88K | 241K | – |
| AUDDIA INC | *W EXP 02/19/202 | 2K | 40K | – |
| HEARTBEAM INC | *W EXP 10/31/202 | 10K | 50K | – |
| BITCOIN DEPOT INC | *W EXP 06/30/202 | 19K | 100K | – |
| CHAVANT CAPITAL ACQUISITN CO | *W EXP 99/99/999 | 874 | 38K | – |
| CLOVER LEAF CAPITAL CORP | RIGHT 05/31/2028 | 8K | 75K | – |
| COMERA LIFE SCIENCES HLDGS I | *W EXP 03/15/202 | 2K | 100K | – |
| CONCORD ACQUISITION CORP III | *W EXP 99/99/999 | 2K | 25K | – |
| ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 3K | 33K | – |
| CREATIVE REALITIES INC | COM | 398K | 257K | – |
| TRITIUM DCFC LIMITED | ORDINARY SHARES | 83K | 274K | – |
| DIGITAL HEALTH ACQUISITION C | *W EXP 11/02/202 | 4K | 200K | – |
| EUDA HEALTH HOLDINGS LTD | *W EXP 09/24/202 | 3K | 40K | – |
| FINTECH ECOSYSTEM DEVE | RIGHT 04/01/2026 | 18K | 125K | – |
| FINTECH ECOSYSTEM DEVE | *W EXP 04/01/202 | 1K | 63K | – |
| FLAME ACQUISITION CORP | *W EXP 02/26/202 | 46K | 58K | – |
| FINNOVATE ACQUISITION CORP | *W EXP 09/30/202 | 4K | 75K | – |
| ESPORTS ENTMT GROUP INC | COM | 6K | 55K | – |
| ESPORTS ENTMT GROUP INC | *W EXP 03/02/202 | 2K | 250K | – |
| SEASTAR MEDICAL HOLDING CORP | *W EXP 10/28/202 | 4K | 250K | – |
| KAIROUS ACQUISITION CORP LTD | RIGHT 09/15/2026 | 6K | 75K | – |
| KAIROUS ACQUISITION CORP LTD | *W EXP 09/15/202 | 750 | 38K | – |
| AKERNA CORP | COM NEW | 16K | 73K | – |
| LIBERTY RES ACQUISITION CORP | *W EXP 10/31/202 | 7K | 175K | – |
| LUCID DIAGNOSTICS INC | COM | 86K | 74K | – |
| INNOVATIVE EYEWEAR INC | *W EXP 08/16/202 | 23K | 151K | – |
| MULTIMETAVERSE HOLDINGS LTD | *W EXP 01/04/202 | 3K | 75K | – |
| MANNKIND CORP | NOTE 2.500% 3/0 | 5M | – | – |
| CLOUDFLARE INC | NOTE 8/1 | 852K | – | – |
| NLS PHARMACEUTICS LTD | *W EXP 02/02/202 | 18K | 170K | – |
| NOGIN INC | DEBT 7.000% 9/0 | 1M | – | – |
| OCEAN BIOMEDICAL INC | COM | 52K | 13K | – |
| ONFOLIO HOLDINGS INC | *W EXP 01/02/202 | 13K | 100K | – |
| OPPFI INC | *W EXP 07/20/202 | 63K | 25K | – |
| OCEANTECH ACQUISITIONS I COR | CLASS A COM | 771K | 70K | – |
| OCEANTECH ACQUISITIONS I COR | *W EXP 99/99/999 | 3K | 125K | – |
| OXUS ACQUISITION CORP | *W EXP 99/99/999 | 10K | 60K | – |
| PAVMED INC | COM | 661K | 2M | – |
| PEPPERLIME HEALTH ACQUSTN CO | CLASS A ORD SHS | 141K | 13K | – |
| PAGAYA TECHNOLOGIES LTD | *W EXP 09/01/202 | 6K | 17K | – |
| PHARMACYTE BIOTECH INC | COM NEW | 193K | 92K | – |
| RELATIVITY ACQUISITION CORP | *W EXP 12/15/202 | 9K | 200K | – |
| RECON TECHNOLOGY LTD | CL A SHS | 176K | 569K | – |
| RELIANCE GLOBAL GROUP INC | *W EXP 02/01/202 | 10K | 98K | – |
| REVELATION BIOSCIENCES INC | *W EXP 01/10/202 | 1K | 75K | – |
| RINGCENTRAL INC | NOTE 3/0 | 2M | – | – |
| SPLASH BEVERAGE GROUP INC | *W EXP 06/15/202 | 5K | 50K | – |
| SHF HOLDINGS INC | CLASS A COM | 931K | 1M | – |
| SHUTTLE PHARMACTCLS HLDGS IN | COM | 134K | 220K | – |
| SHARPS TECHNOLOGY INC | *W EXP 04/13/202 | 25K | 235K | – |
| STRAN & COMPANY INC | *W EXP 11/01/202 | 10K | 224K | – |
| TOUGHBUILT INDS INC | COM | 219K | 1M | – |
| TOUGHBUILT INDS INC | *W EXP 11/14/202 | 987 | 162K | – |
| TWELVE SEAS INVESTMENT CO II | *W EXP 03/02/202 | 3K | 67K | – |
| UNITY SOFTWARE INC | NOTE 11/1 | 793K | – | – |
| VERIFYME INC | *W EXP 06/22/202 | 1K | 10K | – |
| VISION SENSING ACQUISITION C | *W EXP 10/21/202 | 4K | 113K | – |
| VERSUS SYSTEMS INC | *W EXP 01/15/202 | 2K | 100K | – |
| WESTERN ACQSTN VENTURES CORP | *W EXP 09/01/202 | 3K | 100K | – |
| WORKSPORT LTD | *W EXP 08/06/202 | 21K | 86K | – |
| ZIVO BIOSCIENCE INC | *W EXP 06/02/202 | 22K | 49K | – |