HIGHLAND PEAK CAPITAL, LLC
Adviser information for HIGHLAND PEAK CAPITAL, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $245.2M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $245.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $168.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 1 | $77.1M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 14 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
53 FOREST AVENUE, SUITE 104OLD GREENWICH
CT
United States
Monday - Friday, 9:00AM - 6:00PM
Tel: (203) 516-3711, Fax: None
Websites
Chief Compliance Officer
CRAIG MARSHAL
CHIEF FINANCIAL OFFICER
53 FOREST AVENUE, SUITE 104
OLD GREENWICH
CT
United States
Tel:
(203)-516-3713
C****@**********************M
(Full email address available in API data)
Regulatory Contact
GRAHAM MORRIS
MANAGER
53 FOREST AVENUE, SUITE 104
OLD GREENWICH
CT
United States
Tel:
(203) 516-3711
G*****@**********************M
(Full email address available in API data)
Industry Affiliates
| HIGHLAND PEAK PARTNERS GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HIGHLAND PEAK PARTNERS, LP | Hedge Fund | $89.5M | $1.0M | 40 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MORRIS, GRAHAM, ALED | Individual | – | MANAGER | 08/2019 | > 75% |
| KIRNER, SETH, SE EUNG | Individual | – | MANAGING DIRECTOR, RESEARCH | 01/2020 | < 5% |
| COBY, LAIRD, CAMPBELL STANTON | Individual | – | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | 01/2021 | < 5% |
| MARSHAL, CRAIG, BRIAN | Individual | – | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | 11/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ATMUS FILTRATION TECHNOLOGIE | COM | 15M | 531K | – |
| BAUSCH HEALTH COS INC | COM | 2M | 243K | – |
| BROOKDALE SR LIVING INC | COM | 5M | 799K | – |
| CAESARS ENTERTAINMENT INC NE | COM | 25M | 620K | – |
| CENTURY ALUM CO | COM | 1M | 64K | – |
| COMMSCOPE HLDG CO INC | COM | 689K | 560K | – |
| CONSTELLIUM SE | CL A SHS | 36M | 2M | – |
| CORE SCIENTIFIC INC NEW | COM | 2M | 200K | – |
| CORE SCIENTIFIC INC NEW | COM | 930K | 100K | – |
| DAVE & BUSTERS ENTMT INC | COM | 4M | 100K | – |
| DELEK US HLDGS INC NEW | COM | 5M | 212K | – |
| FREEPORT-MCMORAN INC | CL B | 1M | 30K | – |
| FTAI INFRASTRUCTURE INC | COMMON STOCK | 5M | 597K | – |
| GREEN PLAINS INC | COM | 5M | 319K | – |
| GRIFOLS S A | SP ADR REP B NVT | 6M | 950K | – |
| HAWAIIAN ELEC INDUSTRIES | COM | 4M | 445K | – |
| INVESCO QQQ TR | UNIT SER 1 | 72M | 150K | – |
| ISHARES TR | RUSSELL 2000 ETF | 61M | 300K | – |
| ONYX ACQUISITION CO I | *W EXP 11/30/202 | 1K | 56K | – |
| PBF ENERGY INC | CL A | 2M | 51K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 979K | 13K | – |
| SHARKNINJA INC | COM SHS | 27M | 357K | – |
| WAYFAIR INC | CL A | 5M | 98K | – |