SALUDA GRADE ASSET MANAGEMENT LLC
Adviser information for SALUDA GRADE ASSET MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 32 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $2.6B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $2.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $2.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 17 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesCONSULTING FEES AND SECURITIZATION FEES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-126280 |
|---|---|
| SEC ERA File Number | 801-126280 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304725 |
| Legal Entity Identifier | 2549004KMEHQDJXJLS04 |
Principal Office
5 BRYANT PARKFLOOR 23
NEW YORK
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 1 646 974 8560, Fax: None
Chief Compliance Officer
DEBORAH LYNN BOX
5 BRYANT PARK
FLOOR 23
NEW YORK
NY
United States
Tel:
332-213-5434
D**********@**************M
(Full email address available in API data)
Regulatory Contact
TIMOTHY EDWARD CARR
CIO
5 BRYANT PARK
FLOOR 23
NEW YORK
NY
United States
Tel:
646-974-8563
T***********@**************M
(Full email address available in API data)
Industry Affiliates
| SALUDA GRADE ALTERNATIVE LENDING & FINTECH GROWTH FUND I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SALUDA GRADE OPPORTUNITIES FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SALUDA GRADE ALTERNATIVE LENDING & FINTECH GROWTH FUND I LP | Venture Capital Fund | $58.6M | $0.3M | 69 |
| SALUDA GRADE ALTERNATIVE LENDING & FINTECH GROWTH FUND II LP | Private Equity Fund | $43.3M | $0.5M | 39 |
| SALUDA GRADE OPPORTUNITIES FUND LP | Hedge Fund | $405.6M | $0.3M | 6 |
| SALUDA GRADE PROVENANCE FUND LP | Private Equity Fund | $1.7M | $0.1M | 52 |
| SALUDA GRADE TACTICAL CREDIT HOLDINGS LLC | Hedge Fund | $2,103.4M | $0.5M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CRAFT, RYAN, JOSEPH | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2019 | < 5% |
| CARR, TIMOTHY, EDWARD | Individual | – | CIO | 06/2019 | < 5% |
| CRAFT, RYAN, JOSEPH | Individual | SALUDA GRADE INVESTMENTS, LLC | MANAGING MEMBER | 06/2021 | > 75% |
| Brennan, Brian, E | Individual | – | PORTFOLIO MANAGER | 06/2019 | < 5% |
| SALUDA GRADE HOLDINGS LLC | Domestic Entity | – | MEMBER | 06/2021 | > 75% |
| SALUDA GRADE INVESTMENTS, LLC | Domestic Entity | SALUDA GRADE HOLDINGS LLC | MEMBER | 06/2021 | > 75% |
| BOX, DEBORAH, LYNN | Individual | – | CCO | 08/2022 | < 5% |
| BRENNAN, RYAN, PAUL | Individual | – | COO | 07/2023 | < 5% |
| STELTZER, DAVID, NMN | Individual | – | CFO | 08/2023 | < 5% |
| Aguilar, Adolfo | Individual | – | CTO | 02/2024 | < 5% |