EMPROS CAPITAL LLC
Adviser information for EMPROS CAPITAL LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 18 | $490.9M |
| Total | 18 | $490.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 18 | $490.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesSEE MISCELLANEOUS SCHEDULE D |
Identifiers
| SEC RIA File Number | 801-126284 |
|---|---|
| SEC ERA File Number | 801-126284 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 293159 |
| Legal Entity Identifier | None |
Principal Office
1160 FULTON STREETSAN FRANCISCO
CA
United States
Monday - Friday, 9AM-5PM
Tel: 415-234-7318, Fax: None
Chief Compliance Officer
KIMBER KUGLER
1160 FULTON STREET
SAN FRANCISCO
CA
United States
Tel:
415-761-3728
K*****@*********M
(Full email address available in API data)
Regulatory Contact
ALEXANDER ISIDORE FISHMAN
MANAGING MEMBER
1160 FULTON STREET
SAN FRANCISCO
CA
United States
Tel:
415-234-7318
A***@*********M
(Full email address available in API data)
Industry Affiliates
| ALEXANDER ISIDORE FISHMAN | Sponsor, GP, manager of pooled investment vehicles |
| EMPROS FUND MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EMPROS PAYMENT TECHNOLOGIES FUND, LLC | Private Equity Fund | $5.1M | $1.0M | 11 |
| EMPROS TECHNOLOGIES FUND X, LLC | Private Equity Fund | $151.7M | $1.0M | 96 |
| EMPROS TECHNOLOGIES FUND XI, LLC | Private Equity Fund | $0.8M | $1.0M | 7 |
| EMPROS TECHNOLOGIES FUND XII, LLC | Private Equity Fund | $10.4M | $1.0M | 98 |
| EMPROS TECHNOLOGIES FUND XIV, LLC | Private Equity Fund | $6.2M | $1.0M | 4 |
| EMPROS TECHNOLOGIES FUND XVII, LLC | Private Equity Fund | $69.8M | $1.0M | 74 |
| EMPROS TECHNOLOGIES FUND XX, LLC | Private Equity Fund | $6.4M | $1.0M | 21 |
| EMPROS TECHNOLOGIES FUND XXI, LLC | Private Equity Fund | $5.9M | $1.0M | 1 |
| EMPROS TECHNOLOGIES FUND XXII, LLC | Private Equity Fund | $119.3M | $1.0M | 90 |
| EMPROS TECHNOLOGIES FUND XXIII, LLC | Private Equity Fund | $45.3M | $1.0M | 95 |
| EMPROS TECHNOLOGIES FUND XXV, LLC | Private Equity Fund | $0.4M | $1.0M | 40 |
| EMPROS TECHNOLOGIES FUND XXVI, LLC | Private Equity Fund | $0.1M | $1.0M | 5 |
| EMPROS TECHNOLOGIES FUND XXVII, LLC | Private Equity Fund | $39.5M | $1.0M | 17 |
| EMPROS TECHNOLOGIES FUND XXVIII, LLC | Private Equity Fund | $9.8M | $1.0M | 27 |
| EMPROS TECHNOLOGIES FUND XXXI LLC | Private Equity Fund | $7.6M | $1.0M | 2 |
| EMPROS TECHNOLOGIES FUND XXXII, LLC | Private Equity Fund | $0.0M | $1.0M | 83 |
| EMPROS TECHNOLOGIES FUND XXXIII, LLC | Private Equity Fund | $0.0M | $1.0M | 11 |
| EMPROS TECHNOLOGIES FUND XXXIV, LLC | Private Equity Fund | $12.5M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FISHMAN, ALEXANDER, ISIDORE | Individual | – | MANAGING MEMBER | 03/2017 | < 5% |
| FISHMAN ENTERPRISES, LLC | Domestic Entity | – | SOLE MEMBER | 07/2017 | > 75% |
| FISHMAN, ALEXANDER, ISIDORE | Individual | FISHMAN ENTERPRISES, LLC | MANAGING MEMBER | 07/2017 | > 75% |
| Kugler, Kimber, L | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2022 | < 5% |