WESTERLY CAPITAL MANAGEMENT LLC
Adviser information for WESTERLY CAPITAL MANAGEMENT LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $242.5M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $242.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $242.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
201 MISSION STREET, SUITE 580SAN FRANCISCO
CA
United States
Monday - Friday, 5:00 A.M. - 2:00 P.M.
Tel: 415-547-9000, Fax: 415-644-9959
Websites
Chief Compliance Officer
ANDERS KAMPERIN
CHIEF OPERATING OFFICER
201 MISSION STREET, SUITE 580
SAN FRANCISCO
CA
United States
Tel:
415-512-9200
A*@**************M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER JAMES GALVIN
MANAGING MEMBER
201 MISSION STREET, SUITE 580
SAN FRANCISCO
CA
United States
Tel:
415-547-9000
Fax:
415-644-9959
C*@**************M
(Full email address available in API data)
Industry Affiliates
| WESTERLY HOLDINGS LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WESTERLY PARTNERS QP, L.P. | Hedge Fund | $127.6M | $0.5M | 44 |
| WESTERLY PARTNERS, L.P. | Hedge Fund | $114.9M | $0.5M | 43 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GALVIN, CHRISTOPHER, JAMES | Individual | – | MANAGING MEMBER | 03/2006 | > 75% |
| KAMPERIN, ANDERS, SUNE MATTI | Individual | – | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | 10/2009 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALIBABA GROUP HOLDING-SP ADR | AMERICAN DEPOSITARY RECEIPT | 6M | 90K | – |
| UBISOFT ENTERTAIN-UNSPON ADR | AMERICAN DEPOSITARY RECEIPT | 3M | 675K | – |
| ACACIA RESEARCH - ACACIA TECHN | COMMON STOCK | 1M | 250K | – |
| ADTRAN HOLDINGS INC | COMMON STOCK | 3M | 575K | – |
| ARTERIS INC | COMMON STOCK | 3M | 392K | – |
| AMBARELLA INC | COMMON STOCK | 5M | 88K | – |
| ADVANCED MICRO DEVICES | COMMON STOCK | 2M | 13K | – |
| ANGI INC | COMMON STOCK | 5M | 2M | – |
| ASANA INC - CL A | COMMON STOCK | 19M | 1M | – |
| BLACKLINE INC | COMMON STOCK | 4M | 90K | – |
| CEVA INC | COMMON STOCK | 2M | 115K | – |
| COGNYTE SOFTWARE LTD -W/I | COMMON STOCK | 7M | 890K | – |
| CIENA CORP | COMMON STOCK | 5M | 100K | – |
| CSG SYSTEMS INTERNATIONAL INC | COMMON STOCK | 8M | 200K | – |
| FRESHWORKS INC-CL A | COMMON STOCK | 3M | 200K | – |
| GENIUS SPORTS LTD | COMMON STOCK | 2M | 300K | – |
| CORNING INC | COMMON STOCK | 6M | 145K | – |
| GREEN THUMB INDUSTRIES INC | COMMON STOCK | 719K | 60K | – |
| GUIDEWIRE SOFTWARE INC | COMMON STOCK | 2M | 11K | – |
| HUDSON TECHNOLOGIES INC | COMMON STOCK | 6M | 675K | – |
| HARTE-HANKS INC | COMMON STOCK | 6M | 699K | – |
| INTEL CORP | COMMON STOCK | 2M | 60K | – |
| INTEVAC INC | COMMON STOCK | 370K | 96K | – |
| NEXTDOOR HOLDINGS INC | COMMON STOCK | 7M | 3M | – |
| MARVELL TECHNOLOGY INC | COMMON STOCK | 10M | 150K | – |
| MATRIX SERVICE CO | COMMON STOCK | 11M | 1M | – |
| MICRON TECHNOLOGY INC | COMMON STOCK | 2M | 17K | – |
| NORTHWEST PIPE COMPANY | COMMON STOCK | 2M | 55K | – |
| PDF SOLUTIONS INC | COMMON STOCK | 4M | 115K | – |
| QUALCOMM INC | COMMON STOCK | 3M | 16K | – |
| COMSCORE INC | COMMON STOCK | 4M | 310K | – |
| VIAVI SOLUTIONS INC | COMMON STOCK | 9M | 1M | – |
| VIMEO INC | COMMON STOCK | 4M | 950K | – |
| VERANO HOLDINGS CORP | COMMON STOCK | 611K | 170K | – |
| WORKDAY INC-CLASS A | COMMON STOCK | 7M | 30K | – |
| XPERI INC-W/I | COMMON STOCK | 7M | 850K | – |
| ZUORA INC - CLASS A | COMMON STOCK | 1M | 150K | – |
| ADVISORSHARES PURE US CANN | EXCHANGE TRADED FUND | 1M | 175K | – |
| CEPTON INC -A | SPECIAL PURPOSE ACQUISITION COMPANY | 2M | 917K | – |
| HIPPO HOLDINGS INC | SPECIAL PURPOSE ACQUISITION COMPANY | 9M | 519K | – |
| CALL ASAN 17.5 07/19/24 | EQUITY OPTION | 17M | 960K | – |