Hedge Fund Database

PLEXUS CAPITAL

PLEXUS CAPITAL, LLC Legal Name

Adviser information for PLEXUS CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location North Carolina, United States

Employees

Total Number of Employees 45
Investment Advisory/Research 28
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 13 $1.7B
Non-Discretionary 0 $0
Total 13 $1.7B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 13 $1.7B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 13
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based feesBUSINESS ADVISORY SERVICES

Identifiers

SEC RIA File Number 801-126297
SEC ERA File Number 801-126297
SEC CIK Numbers None
SEC CRD Numbers 310241
Legal Entity Identifier None

Principal Office

4242 SIX FORKS ROAD
SUITE 950
RALEIGH
NC
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 919-256-6340, Fax: None

Websites

plexuscap.com/ twitter.com/plexuscapital?lang=en www.linkedin.com/company/plexus-capital-llc/

Chief Compliance Officer

RONDA PENN
CHIEF FINANCIAL OFFICER
4242 SIX FORKS ROAD
SUITE 950
RALEIGH
NC
United States
Tel: (919) 256-6340
(Full email address available in API data)

Regulatory Contact

CHRIS SPITZHOFF
CHIEF OPERATING OFFICER
4242 SIX FORKS ROAD
SUITE 950
RALEIGH
NC
United States
Tel: (919) 256-6340
(Full email address available in API data)

Industry Affiliates

PLEXUS EQUITY FUND GP LP Sponsor, GP, manager of pooled investment vehicles
PLEXUS EQUITY FUND GP, LLC Sponsor, GP, manager of pooled investment vehicles
PLEXUS FUND III GP, LLC Sponsor, GP, manager of pooled investment vehicles
PLEXUS FUND IV GP I, LLC Sponsor, GP, manager of pooled investment vehicles
PLEXUS FUND IV GP II, LLC Sponsor, GP, manager of pooled investment vehicles
PLEXUS FUND V-A GP, LLC Sponsor, GP, manager of pooled investment vehicles
PLEXUS FUND V-B GP, LLC Sponsor, GP, manager of pooled investment vehicles
PLEXUS FUND V-C GP, LLC Sponsor, GP, manager of pooled investment vehicles
PLEXUS FUND V-D GP, LLC Sponsor, GP, manager of pooled investment vehicles
PLEXUS FUND VI GP, LLC Sponsor, GP, manager of pooled investment vehicles
PLEXUS FUND VI GP, LP Sponsor, GP, manager of pooled investment vehicles
PLEXUS FUND VI-A GP, LLC Sponsor, GP, manager of pooled investment vehicles
PLEXUS FUND VI-A GP, LP Sponsor, GP, manager of pooled investment vehicles
PLEXUS FUND VI-B GP, LLC Sponsor, GP, manager of pooled investment vehicles
PLEXUS FUND VI-B GP, LP Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
PLEXUS EQUITY FUND-A LP Private Equity Fund $213.4M $0.0M 135
PLEXUS FUND III, L.P. - QP Private Equity Fund $53.0M $0.0M 93
PLEXUS FUND III, L.P.-NON-QP Private Equity Fund $53.0M $0.0M 97
PLEXUS FUND IV-A, L.P. Private Equity Fund $198.4M $0.0M 141
PLEXUS FUND IV-B, L.P. Private Equity Fund $85.0M $0.0M 68
PLEXUS FUND IV-C, L.P. Private Equity Fund $86.3M $0.0M 62
PLEXUS FUND V-A, L.P. Private Equity Fund $267.6M $0.0M 129
PLEXUS FUND V-B, L.P. Private Equity Fund $107.0M $0.0M 49
PLEXUS FUND V-C, L.P. Private Equity Fund $76.2M $0.0M 51
PLEXUS FUND V-D, LP Private Equity Fund $79.3M $2.5M 9
PLEXUS FUND VI-A, LP Private Equity Fund $172.6M $0.0M 99
PLEXUS FUND VI-B, L.P. Private Equity Fund $26.6M $0.0M 53
PLEXUS FUND VI, LP Private Equity Fund $274.2M $0.0M 23

Control Persons

Name Type Entity Title Since Ownership
BEAN, ALEXANDER, CHRISTOPHER Individual – PARTNER 01/2016 < 5%
JESTER, JOHN, CARLTON Individual – PARTNER 12/2019 < 5%
PAINTER, MICHAEL, KENT Individual – CO-FOUNDER AND MANAGING PARTNER 05/2005 < 5%
BECKER, MICHAEL, SHEL Individual – CO-FOUNDER AND PARTNER 05/2005 < 5%
ANDERS, ROBERT, RUFUS Individual – CO-FOUNDER AND PARTNER 05/2005 < 5%
GEFAELL, ROBERT, STRANGE Individual – MEMBER 05/2005 5-10%
ANDERS, WILLIAM, WOODARD Individual – PARTNER 01/2016 < 5%
ALEXANDER CHRISTOPHER BEAN REVOCABLE TRUST U/A/D JULY 9, 2018, AS AMENDED Domestic Entity – MEMBER 01/2020 < 5%
HOWARD KELLY LANDIS, III REVOCABLE TRUST U/A/O JULY 26, 2011, AS AMENDED Domestic Entity – MEMBER 09/2013 10-25%
MICHAEL K. PAINTER REVOCABLE TRUST U/A/O SEPTEMBER 4, 2013, AS AMENDED Domestic Entity – MEMBER 09/2013 10-25%
WILLIAM WOODARD ANDERS REVOCABLE TRUST NOVEMBER 2012, AS AMENDED Domestic Entity – MEMBER 07/2020 < 5%
BEAN, ALEXANDER, CHRISTOPHER Individual ALEXANDER CHRISTOPHER BEAN REVOCABLE TRUST U/A/D JULY 9, 2018, AS AMENDED TRUSTEE 07/2018
PAINTER, MICHAEL, KENT Individual MICHAEL K. PAINTER REVOCABLE TRUST U/A/O SEPTEMBER 4, 2013, AS AMENDED TRUSTEE 09/2013
ANDERS, WILLIAM, WOODARD Individual WILLIAM WOODARD ANDERS REVOCABLE TRUST NOVEMBER 2012, AS AMENDED TRUSTEE 11/2012
PENN, RONDA, MYERS Individual – CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER 09/2012 < 5%
ROBERT R ANDERS, JR. 2013 IRREVOCABLE TRUST AGREEMENT DATED FEB 28, 2013 Domestic Entity – MEMBER 12/2020 10-25%
Szlosberg-Landis, Nina Individual HOWARD KELLY LANDIS, III REVOCABLE TRUST U/A/O JULY 26, 2011, AS AMENDED TRUSTEE 01/2021
Tobias, Dorsey, Landis Individual HOWARD KELLY LANDIS, III REVOCABLE TRUST U/A/O JULY 26, 2011, AS AMENDED TRUSTEE 01/2021
Anders, Amanda, Brantley Individual ROBERT R ANDERS, JR. 2013 IRREVOCABLE TRUST AGREEMENT DATED FEB 28, 2013 TRUSTEE 12/2020
Antonello, Chris Individual – OPERATING PARTNER 01/2022 < 5%
BIRINGER, BARRETT, ROCKWOOD Individual – PRINCIPAL 01/2022 < 5%
COLEY, KENNETH, CAMERON Individual – PRINCIPAL 01/2022 < 5%
WALKER, KATHERINE, COHEN Individual – PRINCIPAL 01/2022 < 5%
PENCE, BRADLEY, JAMES Individual – PRINCIPAL 01/2022 < 5%
MICHAEL S. BECKER REVOCABLE TRUST Domestic Entity – MEMBER 01/2022 10-25%
CHRISTOPHER AND CARRIE J. ANTONELLO TRUST DATED NOVEMBER 5, 1998 Domestic Entity – MEMBER 01/2022 < 5%
JOHN C. JESTER IV, 2008 TRUST Domestic Entity – MEMBER 01/2022 10-25%
BIRINGER REVOCABLE TRUST DATED FEBRUARY 12, 2021 Domestic Entity – MEMBER 01/2022 < 5%
2022 KATHERINE COHEN WALKER LIVING TRUST DATED MAY 4, 2022 Domestic Entity – MEMBER 01/2022 < 5%
BECKER, MICHAEL, SHEL Individual MICHAEL S. BECKER REVOCABLE TRUST TRUSTEE 01/2022
Antonello, Chris Individual CHRISTOPHER AND CARRIE J. ANTONELLO TRUST DATED NOVEMBER 5, 1998 TRUSTEE 01/2022
JESTER, JOHN, CARLTON Individual JOHN C. JESTER IV, 2008 TRUST TRUSTEE 01/2022
BIRINGER, BARRETT, ROCKWOOD Individual BIRINGER REVOCABLE TRUST DATED FEBRUARY 12, 2021 TRUSTEE 01/2022
WALKER, KATHERINE, COHEN Individual 2022 KATHERINE COHEN WALKER LIVING TRUST DATED MAY 4, 2022 TRUSTEE 01/2022

No. Employees, Historic

5025020222023202420250 on 6/30/202234 on 7/11/202242 on 3/30/202342 on 8/24/202342 on 11/3/202342 on 1/8/202445 on 3/28/2024

RAUM, Historic

2B1B02022202320242025289458619 on 7/11/2022499617707 on 3/30/2023499617707 on 8/24/2023499617707 on 11/3/2023499617707 on 1/8/20241692644750 on 3/28/2024

No. Clients, Historic

2010020222023202420250 on 6/30/20222 on 7/11/20224 on 3/30/20234 on 8/24/20234 on 11/3/20234 on 1/8/202413 on 3/28/2024