RICE PARK CAPITAL
RICE PARK CAPITAL MANAGEMENT LP Legal Name
Adviser information for RICE PARK CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $25.7M |
| Non-Discretionary | 2 | $880.6M |
| Total | 4 | $906.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $906.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126314 |
|---|---|
| SEC ERA File Number | 801-126314 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304990 |
| Legal Entity Identifier | None |
Principal Office
505 WATERFORD PARK505 HWY 169 N SUITE 550
PLYMOUTH
MN
United States
Monday - Friday, 9AM TO 5PM
Tel: 833-981-5595, Fax: None
Chief Compliance Officer
CRAIG OPP
GENERAL COUNSEL
505 WATERFORD PARK
505 HWY 169 N SUITE 550
PLYMOUTH
MN
United States
Tel:
612-216-1727
C***@******************M
(Full email address available in API data)
Regulatory Contact
SHAWN KELLY
COO
505 WATERFORD PARK
505 HWY 169 N SUITE 550
PLYMOUTH
MN
United States
Tel:
612-224-1548
S*****@******************M
(Full email address available in API data)
Industry Affiliates
| RPC GP I LLC | Sponsor, GP, manager of pooled investment vehicles |
| RPC GP II LLC | Sponsor, GP, manager of pooled investment vehicles |
| RPCM MSR GP I LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RCP MSR INVESTMENT FUND I LP | Hedge Fund | $689.6M | $0.0M | 4 |
| RPC RESIDENTIAL CREDIT HOLDINGS LLC | Private Equity Fund | $162.0M | $0.0M | 2 |
| RPC VENTURES FUND I LP | Venture Capital Fund | $11.0M | $0.3M | 18 |
| RPC VENTURES FUND II LP | Venture Capital Fund | $1.9M | $0.5M | 29 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMITH, NICHOLAS, HIGGIN | Individual | – | CHIEF EXECUTIVE OFFICER; LIMITED PARTNER | 02/2019 | 50-75% |
| RICE PARK CAPITAL MANAGEMENT LLC | Domestic Entity | – | GENERAL PARTNER | 02/2019 | < 5% |
| SMITH, NICHOLAS, HIGGIN | Individual | RICE PARK CAPITAL MANAGEMENT LLC | MEMBER | 02/2019 | > 75% |
| KELLY, SHAWN, MILTON | Individual | – | CHIEF OPERATING OFFICER; LIMITED PARTNER | 11/2019 | 5-10% |
| OPP, CRAIG, ALLEN | Individual | – | GENERAL COUNSEL; CCO; LIMITED PARTNER | 02/2020 | 5-10% |
| Freel, Craig | Individual | – | HEAD OF MSR INVESTMENTS; LIMITED PARTNER | 03/2021 | 5-10% |
| Kennedy, Matthias, John | Individual | – | CO-CHIEF INVESTMENT OFFICER; LIMITED PARTNER | 10/2021 | 5-10% |
| BIXBY, CHRISTOPHER, BYRON | Individual | – | MANAGING DIRECTOR | 06/2022 | < 5% |