ARCA INVESTMENT MANAGEMENT, LLC
Adviser information for ARCA INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 31 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $193.8M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $193.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $191.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $2.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126316 |
|---|---|
| SEC ERA File Number | 801-126316 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298298 |
| Legal Entity Identifier | None |
Principal Office
4551 GLENCOE AVEMARINA DEL REY
CA
United States
Monday - Friday, 9 AM - 5 PM
Tel: (424) 400-7444, Fax: None
Websites
www.linkedin.com/in/jeff-dorman-cfa-61063129/
twitter.com/philipliu
www.linkedin.com/in/philipliu/
www.arcalabs.com/
www.youtube.com/@arcafinance/
twitter.com/arca
www.arcafunds.com/
www.linkedin.com/company/arca-funds/
www.ar.ca/
twitter.com/raynesteinberg
www.linkedin.com/in/raynesteinberg/
twitter.com/jdorman81
Chief Compliance Officer
DEBORAH DJEU
GENERAL COUNSEL
4551 GLENCOE AVE
MARINA DEL REY
CA
United States
Tel:
424-400-7444
D***********@****A
(Full email address available in API data)
Regulatory Contact
PHILIP LIU
CHIEF LEGAL OFFICER
4551 GLENCOE AVE
MARINA DEL REY
CA
United States
Tel:
424-400-7444
P***@****A
(Full email address available in API data)
Industry Affiliates
| ARCA CAPITAL MANAGEMENT | Other investment adviser, including financial planners |
| ARCA DIGITAL ASSETS FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARCA DIGITAL ASSETS FUND, LP | Hedge Fund | $62.8M | $0.1M | 474 |
| ARCA DIGITAL ASSETS INTERNATIONAL FUND, LTD. | Hedge Fund | $36.9M | $0.1M | 139 |
| ARCA DIGITAL ASSETS MASTER FUND, L.P. | Hedge Fund | $99.6M | $0.1M | 2 |
| ARCA ENDEAVOR FUND, LP | Venture Capital Fund | $26.6M | $0.5M | 104 |
| ARCA NFT FUND, LP | Venture Capital Fund | $51.1M | $0.5M | 199 |
| ARCA NFT INTERNATIONAL FUND, LTD | Venture Capital Fund | $13.7M | $0.5M | 54 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRAESIDIUM PARTNERS, INC | Domestic Entity | – | PARENT COMPANY | 05/2018 | > 75% |
| LIU, PHILIP, YU-FEI | Individual | – | CHIEF LEGAL OFFICER | 09/2018 | < 5% |
| STEINBERG, JEREMY, RAYNE | Individual | – | CEO | 09/2018 | < 5% |
| DORMAN, JEFFREY, M | Individual | – | CHIEF INVESTMENT OFFICER | 03/2019 | < 5% |
| SANDERS, VANCE, JEFFERY | Individual | – | CFO | 01/2021 | < 5% |
| DJEU, DEBORAH, DAPHNE | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |