SBJ CAPITAL
SPANOS BARBER JESSE & CO., LLC Legal Name
Adviser information for SBJ CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $615.7M |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $615.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 16 | $615.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126318 |
|---|---|
| SEC ERA File Number | 801-126318 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 293841 |
| Legal Entity Identifier | None |
Principal Office
2001 NORTH MAIN STREETSUITE 650
WALNUT CREEK
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 415-848-1990, Fax: 415-969-6803
Chief Compliance Officer
CHRISTIAN WARD
CHIEF FINANCIAL OFFICER
2001 NORTH MAIN STREET
SUITE 650
WALNUT CREEK
CA
United States
Tel:
415-848-1994
C****@*********M
(Full email address available in API data)
Regulatory Contact
MATT COLE
MANAGING DIRECTOR
2001 NORTH MAIN STREET
SUITE 650
WALNUT CREEK
CA
United States
Tel:
415-848-1973
Fax:
415-969-6803
M***@*********M
(Full email address available in API data)
Industry Affiliates
| SBJ CO-INVEST GP II, LP | Sponsor, GP, manager of pooled investment vehicles |
| SBJ CO-INVEST GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SBJ GENERAL PARTNER II, LP | Sponsor, GP, manager of pooled investment vehicles |
| SBJ GENERAL PARTNER, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AMS PLUS FUND, LP | Private Equity Fund | $35.9M | $0.0M | 5 |
| ARMOR EXPRESS CO-INVEST, LP | Private Equity Fund | $1.3M | $0.0M | 18 |
| ARMOR EXPRESS DEBT CO-INVEST, LP | Private Equity Fund | $2.4M | $0.0M | 16 |
| BLUE RIDGE REPAIR AGGREGATOR LLC | Private Equity Fund | $20.2M | $0.0M | 17 |
| CDM SBJ PARTNERS 1, LP | Private Equity Fund | $38.0M | $0.0M | 9 |
| CORE FITNESS FUND, LP | Private Equity Fund | $52.4M | $0.0M | 3 |
| R&R WINERY PARTNERS, LP | Private Equity Fund | $29.1M | $0.0M | 20 |
| SBJ DENNIS CO-INVEST 1, LP | Private Equity Fund | $6.0M | $0.0M | 9 |
| SBJ DENNIS CO-INVEST 2, LP | Private Equity Fund | $0.9M | $0.0M | 2 |
| SBJ DENNIS CO-INVEST 3, LP | Private Equity Fund | $2.5M | $0.0M | 3 |
| SBJ FUND II-A, LP | Private Equity Fund | $39.3M | $0.0M | 5 |
| SBJ FUND II-B, LP | Private Equity Fund | $6.7M | $0.0M | 6 |
| SBJ FUND II, LP | Private Equity Fund | $120.8M | $0.0M | 81 |
| SBJ FUND, LP | Private Equity Fund | $243.0M | $0.0M | 82 |
| SBJ TRIBUS CO-INVEST, LP | Private Equity Fund | $17.1M | $0.0M | 2 |
| TPPNV POMELO PARTNERS, LLC | Private Equity Fund | $0.1M | $0.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BARBER, THOMAS, DANIEL | Individual | – | MANAGING DIRECTOR | 05/2015 | 25-50% |
| SPANOS, GUS, BOONOS | Individual | – | MANAGING DIRECTOR | 05/2015 | 25-50% |
| COLE, MATTHEW, ADAM | Individual | – | MANAGING DIRECTOR | 05/2015 | 5-10% |
| JESSE, HAROLD, WILLIAM | Individual | – | MANAGING DIRECTOR | 05/2015 | < 5% |
| LANDIS, BENJAMIN, DAVID | Individual | – | MANAGING DIRECTOR | 02/2019 | < 5% |
| WARD, CHRISTIAN, RYAN | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | 02/2023 | < 5% |