VOLATILITY SHARES LLC
Adviser information for VOLATILITY SHARES LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $538.3M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $538.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 5 | $538.3M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesCOMMODITY POOL OPERATOR |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
2000 PGA BLVD., SUITE 4440PALM BEACH GARDENS
FL
United States
Monday - Friday, 9 AM TO 6 PM
Tel: 866-261-0273, Fax: None
Chief Compliance Officer
CHANG YOUNG KIM
COO
2000 PGA BLVD., SUITE 4440
PALM BEACH GARDENS
FL
United States
Tel:
201-724-2456
C***@*******************M
(Full email address available in API data)
Regulatory Contact
STUART BARTON
2000 PGA BOULEVARD, SUITE 4440
PALM BEACH GARDENS
FL
United States
Tel:
646-346-9253
S******@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YOUNG, JUSTIN, PAUL | Individual | – | PRESIDENT | 07/2019 | < 5% |
| BARTON, STUART, JOHN | Individual | – | CIO | 07/2019 | < 5% |
| KIM, CHANG, YOUNG | Individual | – | CCO & COO | 01/2022 | 10-25% |
| MANZONE LLC | Domestic Entity | – | MEMBER | 01/2021 | > 75% |
| YOUNG, JUSTIN, PAUL | Individual | JUSTIN YOUNG HOLDINGS LLC | MEMBER | 01/2021 | > 75% |
| CORPUS PARTNERS LLC | Domestic Entity | MANZONE LLC | MEMBER | 01/2021 | 50-75% |
| BARTON, STUART, JOHN | Individual | CORPUS PARTNERS LLC | MEMBER | 11/2014 | > 75% |
| JUSTIN YOUNG HOLDINGS LLC | Domestic Entity | MANZONE LLC | MEMBER | 01/2022 | 25-50% |