AMERICAN FUNDSTARS
AMERICAN FUNDSTARS FINANCIAL GROUP LLC Legal Name
Adviser information for AMERICAN FUNDSTARS last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 18 |
| Licensed Agents of an Insurance Company | 9 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 21 | $9.6M |
| Non-Discretionary | 255 | $167.5M |
| Total | 276 | $177.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 230 | $177.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 15 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-126339 |
|---|---|
| SEC ERA File Number | 801-126339 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315860 |
| Legal Entity Identifier | None |
Principal Office
4695 MACARTHUR COURTSUITE 560
NEWPORT BEACH
CA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 949-877-8838, Fax: None
Websites
Chief Compliance Officer
ZHIQI LIU
CHIEF COMPLIANCE OFFICER
4695 MACARTHUR COURT
SUITE 560
NEWPORT BEACH
CA
United States
Tel:
949-877-8838
I*******@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FENG, FAN | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2021 | < 5% |
| WANG, YIQI | Individual | – | PRESIDENT | 05/2022 | < 5% |
| ZHOU, LEO | Individual | – | PARTNER | 12/2021 | < 5% |
| LIU, ZHIQI | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2022 | < 5% |
| AMERICAN STARS GROUP INC. | Domestic Entity | – | OWNER | 11/2022 | > 75% |
| PIERO MANAGEMENT LLC | Domestic Entity | AMERICAN STARS GROUP INC. | SHAREHOLDER | 12/2022 | 50-75% |
| JUVEN DYNASTY TRUST | Domestic Entity | PIERO MANAGEMENT LLC | OWNER | 09/2022 | > 75% |