TREO ASSET MANAGEMENT, LLC
Adviser information for TREO ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $857.4M |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $857.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $857.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 69 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPERCENTAGE OF CAPITAL DISTRIBUTED TO LIMITED PARTNERS |
Identifiers
| SEC RIA File Number | 801-126348 |
|---|---|
| SEC ERA File Number | 801-126348 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164982 |
| Legal Entity Identifier | 254900T1RB0HM38TDL89 |
Principal Office
675 THIRD AVENUESUITE 1010
NEW YORK
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 2125483240, Fax: None
Websites
Chief Compliance Officer
GAVIN FARRELL
CHIEF OPERATING OFFICER
675 THIRD AVENUE
SUITE 1010
NEW YORK
NY
United States
Tel:
+353 87 259 5328
G*******@*********M
(Full email address available in API data)
Industry Affiliates
| TREO GRAF GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TREO NOAL GP SARL | Sponsor, GP, manager of pooled investment vehicles |
| TREO VITUS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GALLICA III SARL SICAV-RAIF | Hedge Fund | $43.6M | $10.0M | 1 |
| GOTTEX BRENT REAL ASSET FUND, L.P. | Private Equity Fund | $16.6M | $10.0M | 3 |
| GOTTEX REAL ASSET FUND, L.P. | Private Equity Fund | $29.3M | $10.0M | 15 |
| INVICTUS SPECIAL SITUATIONS MASTER I, L.P. | Private Equity Fund | $75.2M | $5.0M | 3 |
| LONGACRE MASTER FUND, LTD | Hedge Fund | $0.0M | $2.5M | 15 |
| MURPHREE VENTURE PARTNERS VI, L.P. | Venture Capital Fund | $3.5M | $0.1M | 20 |
| NOAL SCSP | Private Equity Fund | $681.9M | $10.0M | 4 |
| NVP I CO-INVEST SCSP | Private Equity Fund | $7.3M | $10.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FARRELL, GAVIN | Individual | – | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 04/2020 | < 5% |
| O'Connor, Finbarr, Timothy | Individual | – | CHIEF INVESTMENT OFFICER | 06/2015 | < 5% |
| TREO CAPITAL ADVISORS LLC | Domestic Entity | – | MEMBER | 11/2022 | > 75% |
| O'Connor, Finbarr, Timothy | Individual | TREO CAPITAL ADVISORS LLC | MEMBER | 11/2022 | > 75% |